# HILLIARD LYONS CAPITAL MANAGEMENT, LLC

HILLIARD LYONS CAPITAL MANAGEMENT, LLC of LOUISVILLE, KY is an SEC-registered investment adviser.

## Registration

- CRD: 144207
- Type: SEC-registered investment adviser
- SEC file number: 801-68195
- Location: 500 WEST JEFFERSON STREET, LOUISVILLE, KY, 40202
- Phone: 502-588-1212
- Latest filing: 2010-12-01
- Regulatory AUM: $224.9M
- Discretionary AUM: $224.9M
- Clients: 11
- Accounts: 161

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| HOLIK JEFFREY STEPHEN | CHIEF LEGAL OFFICER, SECRETARY | — |
| ALLEN JAMES REID | DIRECTOR | — |
| ROGERS JAMES MICHAEL | DIRECTOR | — |
| MILLER CARMELLA RASI | DIRECTOR | — |
| BUGH JOHN RANDALL | DIRECTOR | — |
| KAPLAN ELIZABETH C | CHIEF COMPLIANCE OFFICER | — |
| GRIMLEY CHARLES MORRISON | ASSISTANT TREASURER; SENIOR VICE PRESIDENT OF FINANCE, ASSISTANT TREASURER; TREASURER | — |
| CUNNINGHAM SARA CLARK | TREASURER | — |
| STEWART WILLIAM JOHN | DIRECTOR, PRESIDENT | — |
| BARTOS JULIE HELEN | ASSISTANT SECRETARY | — |
| GIPSON JAMES PAYTON | TRUSTEE | — |
| HOUCHENS WILLIAM RUEL | TRUSTEE | — |
| HUNT NOEL NELSON | TRUSTEE | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/144207/brochure
- Similar advisers: https://search.stillhousedata.com/firm/144207/similar
- Related entities: https://search.stillhousedata.com/firm/144207/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/144207

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.