# POWELL FINANCIAL, INC.

POWELL FINANCIAL, INC. of CORNELIUS, NC is an SEC-registered investment adviser.

## Registration

- CRD: 144230
- Type: SEC-registered investment adviser
- SEC file number: 801-88185
- Location: 17818 STATESVILLE RD, SUITE 221, CORNELIUS, NC, 28031
- Phone: (704) 439-0027
- Latest filing: 2026-02-13
- Regulatory AUM: $229.2M
- Discretionary AUM: $229.2M
- Clients: 3
- Accounts: 272

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (3)

| Name | Role | Location |
| --- | --- | --- |
| David Lemal Powell | PRESIDENT / CHIEF COMPLIANCE OFFICER | — |
| BERNSTEIN DANIEL ADAM | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER; PRESIDENT / CHIEF COMPLIANCE OFFICER | — |
| POWELL DAVID LEMAL | PRESIDENT / CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/144230/brochure
- Similar advisers: https://search.stillhousedata.com/firm/144230/similar
- Related entities: https://search.stillhousedata.com/firm/144230/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/144230

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.