# KAHN BROTHERS ADVISORS LLC

KAHN BROTHERS ADVISORS LLC of NEW YORK, NY is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 144368
- Type: SEC-registered investment adviser
- SEC file number: 801-14146
- Location: 555 MADISON AVE, SUITE 1303, NEW YORK, NY, 10022
- Phone: 212-980-5050
- Latest filing: 2026-03-31
- Regulatory AUM: $498.6M
- Discretionary AUM: $491.0M
- Non-discretionary AUM: $7.6M
- Clients: 6
- Accounts: 351

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (14)

| Name | Role | Location |
| --- | --- | --- |
| Thomas Graham Kahn | CHAIRMAN, PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER, ALLIED MEMBER, STOCKHOLDER, DIRECTOR; CHAIRMAN,PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER, ALLIED MEMBER, STOCKHOLDER  & DIRECTOR | New York, NY |
| Andrew S Kahn | SENIOR VICE PRESIDENT & DIRECTOR | — |
| Phyllis Kahn | STOCKHOLDER | — |
| Karen Ann Demarco | VICE PRESIDENT | — |
| KAHN IRVING | CHAIRMAN, & DIRECTOR; CHAIRMAN, DIRECTOR & STOCKHOLDER; HONORARY CHAIRMAN & DIRECTOR | — |
| KAHN THOMAS GRAHAM | CHAIRMAN,PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER, ALLIED MEMBER, & STOCKHOLDER; CHAIRMAN, PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER, ALLIED MEMBER, STOCKHOLDER, DIRECTOR; CHAIRMAN,PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER, ALLIED MEMBER, STOCKHOLDER  & DIRECTOR (+1 more) | — |
| KAHN DONALD WILLIAM | CHAIRMAN, STOCKHOLDER, DIRECTOR; STOCKHOLDER, DIRECTOR | — |
| DELUCA WILLIAM FRANCIS | SENIOR VICE PRESIDENT & SECRETARY | — |
| CUTRONE PAULA | SENIOR VICE PRESIDENT, SECRETARY,  STOCKHOLDER & DIRECTOR; SENIOR VICE PRESIDENT, STOCKHOLDER & DIRECTOR | — |
| RODWOGIN KENNETH BARRY | SENIOR VICE PRESIDENT & DIRECTOR | — |
| DEMARCO KAREN ANN | VICE PRESIDENT | — |
| KAHN JONATHAN S | SENIOR VICE PRESIDENT & DIRECTOR; VICE PRESIDENT; VICE PRESIDENT & DIRECTOR | — |
| KNOX WILLIAM KEITH | SENIOR VICE-PRESIDENT | — |
| KAHN Phyllis | STOCKHOLDER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2022-06-06 | regulatory | ON JUNE 6, 2022 KAHN BROTHERS ADVISORS AND THOMAS KAHN AGREED TO A SETTLEMENT WITH THE SEC THROUGH AN ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS IN WHICH THE PARTIES DID NOT ADMIT OR DENY A NARRATIVE OF EVENTS CONCERNING AGGREGATION, DISCLOSURE AND PROCEDURES RELATED TO CLIENTS BROKERING WITH AN A… | Final | $250K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/144368/brochure
- Similar advisers: https://search.stillhousedata.com/firm/144368/similar
- Related entities: https://search.stillhousedata.com/firm/144368/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/144368

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.