# ORCA INVESTMENT MANAGEMENT, LLC

ORCA INVESTMENT MANAGEMENT, LLC of LAKE OSWEGO, OR is an SEC-registered investment adviser.

## Registration

- CRD: 144377
- Type: SEC-registered investment adviser
- SEC file number: 801-68050
- Location: 6 CENTERPOINTE DRIVE, SUITE 300, LAKE OSWEGO, OR, 97035
- Phone: (503)582-9500
- Latest filing: 2026-05-01
- Regulatory AUM: $211.7M
- Discretionary AUM: $202.5M
- Non-discretionary AUM: $9.1M
- Clients: 7
- Accounts: 557

## Business model

- Compensation: % of AUM, Fixed, Other
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| Shawn Patrick Willard | MANAGER; MANAGER, CHIEF COMPLIANCE OFFICER | — |
| DOUGHTON KERWIN LUTHER | MEMBER, SENIOR PORTFOLIO MANAGER; UNIT HOLDER | — |
| WILLARD SHAWN PATRICK | MANAGER, CHIEF COMPLIANCE OFFICER; PRESIDENT, CHIEF COMPLIANCE OFFICER; PRESIDENT, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER & SOLE MEMBER (+1 more) | — |
| THOMAS ROGER KEITH | MEMBER, FIXED INCOME PORTFOLIO MANAGER | — |
| FRIEL KIMBERLY | MEMBER, CHIEF COMPLIANCE OFFICER | — |
| BARHAM WILLIAM GEORGE | MEMBER, SENIOR PORTFOLIO MANAGER | — |
| FRIEL KIMBERLY SUE | MEMBER, CHIEF COMPLIANCE OFFICER | — |
| Harry Lynn Striplin | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (12)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/144377/brochure
- Similar advisers: https://search.stillhousedata.com/firm/144377/similar
- Related entities: https://search.stillhousedata.com/firm/144377/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/144377

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.