# CALDWELL ADVISORS, LLC

CALDWELL ADVISORS, LLC of BRENTWOOD, TN is an SEC-registered investment adviser.

## Registration

- CRD: 144408
- Type: SEC-registered investment adviser
- SEC file number: 801-106730
- Location: 5210 MARYLAND WAY, STE 202, BRENTWOOD, TN, 37027
- Phone: 615-370-8988
- Latest filing: 2026-04-07
- Regulatory AUM: $351.4M
- Discretionary AUM: $344.2M
- Non-discretionary AUM: $7.2M
- Clients: 8
- Accounts: 1,016

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| Billy Ray Caldwell | MEMBER | — |
| Natasha Lee Smith | CHIEF COMPLIANCE OFFICER | — |
| SMITH GREGORY LEE | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | — |
| CALDWELL BILLY RAY | CHIEF COMPLIANCE OFFICER; MEMBER; PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/144408/brochure
- Similar advisers: https://search.stillhousedata.com/firm/144408/similar
- Related entities: https://search.stillhousedata.com/firm/144408/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/144408

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.