# O'SHAUGHNESSY ASSET MANAGEMENT, LLC

O'SHAUGHNESSY ASSET MANAGEMENT, LLC of STAMFORD, CT is an SEC-registered investment adviser.

## Registration

- CRD: 144594
- Type: SEC-registered investment adviser
- SEC file number: 801-68177
- Location: 100 FIRST STAMFORD PLACE, STAMFORD, CT, 06902
- Phone: 203-975-3333
- Latest filing: 2025-12-16
- Regulatory AUM: $19.8B
- Discretionary AUM: $19.8B
- Clients: 103
- Accounts: 11,156

## Officers, owners & control persons (42)

_Showing 25 of 42 people._

| Name | Role | Location |
| --- | --- | --- |
| Smith Ryan | CHIEF OPERATING OFFICER/PRINCIPAL | Portland, OR |
| Christopher Stratton Loveless | PRESIDENT/PRINCIPAL | — |
| Raymond Nmn Amoroso Iii | CHIEF COMPLIANCE OFFICER/PRINCIPAL | — |
| Ari Mark Rosenbaum | DIRECTOR OF PRIVATE WEALTH SOLUTIONS/PRINCIPAL | — |
| Erin Marie Foley | DIRECTOR OF TRADING/PRINCIPAL | — |
| Scott Michael Bartone | CHIEF PRODUCT OFFICER/CO-HEAD OF INVESTMENT MANAGEMENT/PORTFOLIO MANAGER/PRINCIPAL | — |
| Patrick Walker O'Shaughnessy | CHAIRMAN EMERITUS | — |
| Ehren Jonathan Stanhope | CHIEF INVESTMENT STRATEGIST/CO-HEAD OF INVESTMENT MANAGEMENT/PORTFOLIO MANAGER/PRINCIPAL | — |
| Claudine Antoinette Spence | DIRECTOR OF CLIENT SERVICE/PRINCIPAL | — |
| Roger Nmn Paradiso | EXECUTIVE CHAIRMAN/PRINCIPAL | — |
| Rajat Nmn Gupta | CHIEF TECHNOLOGY OFFICER/PRINCIPAL | — |
| Kristopher Ryan Smith | CHIEF OPERATING OFFICER/PRINCIPAL | — |
| Bradley Scott Berggren | CO-CIO OF CANVAS MANAGED OPTIONS STRATEGIES/PORTFOLIO MANAGER/PRINCIPAL | — |
| Jonathan Orseck | CO-CIO OF CANVAS MANAGED OPTIONS STRATEGIES/PORTFOLIO MANAGER/PRINCIPAL | — |
| PARADISO ROGER | EXECUTIVE CHAIRMAN | — |
| O'SHAUGHNESSY JAMES PATRICK | CEO & CHAIRMAN; CEO, CIO, CHAIRMAN & LEAD PORTFOLIO MANAGER; CEO, CIO, CHAIRMAN, LEAD PORTFOLIO MANAGER & MANAGER OF THE MANAGING MEMBER (+4 more) | — |
| LOVELESS CHRISTOPHER STRATTON | PRESIDENT; PRESIDENT & COO; PRESIDENT & COO/MEMBER (+2 more) | — |
| LATIMER WILLIAM MCCARLEY | CHIEF COMPLIANCE OFFICER; DIRECTOR OF RESEARCH/PORTFOLIO MANAGER; DIRECTOR OF RESEARCH & SENIOR PORTFOLIO MANAGER | — |
| AMOROSO III RAYMOND | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR; CHIEF COMPLIANCE OFFICER/MEMBER (+1 more) | — |
| RAWLINGS TOM WAYNE | ASSISTANT PORTFOLIO MANAGER; CHIEF OPERATING OFFICER; DIRECTOR OF IMPLEMENTATION (+1 more) | — |
| ROSENBAUM ARI MARK | DIRECTOR OF FINANCIAL ADVISORY SERVICES/MEMBER; DIRECTOR OF FINANCIAL ADVISORY SERVICES/PRINCIPAL; DIRECTOR OF INTERMEDIARY SALES (+2 more) | — |
| MCCAFFREY SEAN PATRICK | DIRECTOR OF INSTITUTIONAL SALES | — |
| MEREDITH CHRISTOPHER IRA | CHIEF INVESTMENT OFFICER/PORTFOLIO MANAGER/PRINCIPAL; CIO, PORTFOLIO MANAGER/DIRECTOR OF RESEARCH/PRINCIPAL; CO-CIO, PORTFOLIO MANAGER/DIRECTOR OF RESEARCH/MEMBER (+8 more) | — |
| HAHNCOLBERT SANDRA MARLENE | DIRECTOR OF PERFORMANCE ANALYTICS AND OPERATIONS; DIRECTOR OF PERFORMANCE ANALYTICS & OPERATIONS/MEMBER; DIRECTOR OF PERFORMANCE, RISK ANALYTICS & OPERATIONS/MEMBER (+1 more) | — |
| FITZGERALD FRANCIS DANIEL | COO/MEMBER; DIRECTOR OF TECHNOLOGY; DIRECTOR OF TECHNOLOGY/MEMBER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/144594/brochure
- Similar advisers: https://search.stillhousedata.com/firm/144594/similar
- Related entities: https://search.stillhousedata.com/firm/144594/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/144594

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.