# PFE ADVISORS, INC.

PFE ADVISORS, INC. of SOUTHBOROUGH, MA is an SEC-registered investment adviser.

## Registration

- CRD: 144798
- Type: SEC-registered investment adviser
- SEC file number: 801-68292
- Location: 153 CORDAVILLE ROAD, SUITE 230, SOUTHBOROUGH, MA, 01772
- Phone: 508-683-1400
- Latest filing: 2021-03-31
- Regulatory AUM: $16.6M
- Discretionary AUM: $16.6M
- Clients: 19
- Accounts: 6

## Officers, owners & control persons (12)

| Name | Role | Location |
| --- | --- | --- |
| DURAN JOSEPH JOHN THOMAS | DIRECTOR, CEO; DIRECTOR, CEO/PRESIDENT | — |
| BOMMARITO PATRICK MATTHEW | DIRECTOR | — |
| WESTMAN CARYN LEE | CHIEF COMPLIANCE OFFICER / CORPORATE SECRETARY; CHIEF COMPLIANCE OFFICER / CORPORATE SECY; CORPORATE SECRETARY | — |
| ROTH RALPH LAWRENCE | CHIEF BUSINESS OFFICER; DIRECTOR, CFO; DIRECTOR, COO/CFO (+2 more) | — |
| HERMAN MICHAEL ANSON | CHIEF COMPLIANCE OFFICER | — |
| DURAN JOSEPH JOHN | DIRECTOR, CHIEF EXECUTIVE OFFICER; MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | — |
| BOGOSIAN WAYNE GREGORY | DIRECTOR, PRESIDENT; PRESIDENT; VICE PRESIDENT, PRESIDENT | — |
| BECK KRISTINA CHEH | CHIEF LEGAL OFFICER & CORPORATE SECRETARY; GENERAL COUNSEL AND CORPORATE SECREARY | — |
| FROJEN JON COLIN | CHIEF FINANCIAL OFFICER AND TREASURER; MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER & TREASURER | — |
| BRUNETTE STEPHEN JOSEPH | CHIEF INVESTMENT OFFICER | — |
| PFEIFFER NATASHA IRINA | COUNSEL; COUNSEL & SECRETARY | — |
| SPENCER STEVEN | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT; VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/144798/brochure
- Similar advisers: https://search.stillhousedata.com/firm/144798/similar
- Related entities: https://search.stillhousedata.com/firm/144798/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/144798

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.