# HENLEY & COMPANY WEALTH MANAGEMENT LLC

HENLEY & COMPANY WEALTH MANAGEMENT LLC of UNIONDALE, NY is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 144884
- Type: SEC-registered investment adviser
- SEC file number: 801-77007
- Location: 506 RXR PLAZA, UNIONDALE, NY, 11556
- Phone: 516-794-5520
- Latest filing: 2026-03-25
- Regulatory AUM: $93.9M
- Discretionary AUM: $93.9M
- Clients: 6
- Accounts: 108

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| Maria Teresa Germano-Alessi | CHIEF COMPLIANCE OFFICER/DIRECTOR OF OPERATIONS | — |
| Francis Patrick Gemino | MANAGING MEMBER | — |
| James Joseph Albanese | SENIOR VICE PRESIDENT/ SVP TRADING | — |
| Robert Anthony Fortino | CHIEF FINANCIAL OFFICER | — |
| GEMINO FRANCIS PATRICK | MANAGING MEMBER | — |
| LADERER MICHAEL JOHN | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | — |
| ALBANESE JAMES JOSEPH | SENIOR VICE PRESIDENT/ SVP TRADING; VICE PRESIDENT; VICE PRESIDENT/ VP TRADING | — |
| FORTINO ROBERT ANTHONY | CHIEF FINANCIAL OFFICER | — |
| GERMANO-ALESSI MARIA TERESA | CHIEF COMPLIANCE OFFICER/DIRECTOR OF OPERATIONS | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2019-03-08 | regulatory | THE SECURITIES AND EXCHANGE COMMISSION ("SEC") HAS ENTERED AN ORDER (THE "ORDER") AGAINST HENLEY & COMPANY WEALTH MANAGEMENT, LLC ("HENLEY") FOR BREACHES OF FIDUCIARY DUTY AND INADEQUATE DISCLOSURES IN CONNECTION WITH ITS MUTUAL FUND SHARE CLASS SELECTION PRACTICES AND THE FEES IT, ITS AFFILIATE BRO… | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/144884/brochure
- Similar advisers: https://search.stillhousedata.com/firm/144884/similar
- Related entities: https://search.stillhousedata.com/firm/144884/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/144884

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.