# WALTHAUSEN & CO., LLC

WALTHAUSEN & CO., LLC of MALTA, NY is an SEC-registered investment adviser.

## Registration

- CRD: 144996
- Type: SEC-registered investment adviser
- SEC file number: 801-68321
- Location: 2691 ROUTE 9, SUITE 102, MALTA, NY, 12020-4319
- Phone: 518-371-3450
- Latest filing: 2022-10-07
- Regulatory AUM: $489.1M
- Discretionary AUM: $489.1M
- Clients: 8
- Accounts: 13

## Officers, owners & control persons (11)

| Name | Role | Location |
| --- | --- | --- |
| WALTHAUSEN JOHN BUTLER | MANAGING DIRECTOR; MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR/MEMBER (+1 more) | — |
| HEFFERNAN GERARD SPLANE EDWARD | MEMBER | — |
| KEELER MARK JOSEPH | MANAGING DIRECTOR AND COO; MEMBER | — |
| NICHOLS PAUL TIMOTHY | MEMBER; VICE PRESIDENT - TRADING; VICE PRESIDENT - TRADING/MEMBER | — |
| WESTHOFF STANLEY M | ANALYST; MEMBER | — |
| HINMAN DEFOREST R | ANALYST; MEMBER | — |
| HODGE MARK LOGAN | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/MEMBER; MEMBER/CCO | — |
| LASEK CURTIS JOHN | MEMBER | — |
| RATH BRIAN D | MEMBER | — |
| WESTHOFF STANLEY MICHAEL | MEMBER | — |
| HINMAN DEFOREST RICHARD | MEMBER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/144996/brochure
- Similar advisers: https://search.stillhousedata.com/firm/144996/similar
- Related entities: https://search.stillhousedata.com/firm/144996/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/144996

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.