# SUMMIT FINANCIAL ADVISORS, INC.

SUMMIT FINANCIAL ADVISORS, INC. of MIDDLETOWN, OH is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 145007
- Type: SEC-registered investment adviser
- SEC file number: 801-96206
- Location: 300 N. MAIN STREET, SUITE 500, MIDDLETOWN, OH, 45042
- Phone: 513-424-6300
- Latest filing: 2026-06-09
- Regulatory AUM: $232.8M
- Discretionary AUM: $231.0M
- Non-discretionary AUM: $1.9M
- Clients: 4
- Accounts: 417

## Business model

- Compensation: % of AUM, Fixed, Commissions
- Clients served: Individuals, High net worth, Pensions

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| Miller na Benjamin | VICE PRESIDENT/SECRETARY/TREASURER | Nassau, C5 |
| MILLER ROGER LOWELL | PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| WEED ELLEN MARIE | VICE PRESIDENT | — |
| WEED MATTHEW ALLEN | CHIEF COMPLIANCE OFFICER | — |
| Roger Lowell Miller | PRESIDENT | — |
| Peter Benjamin Miller | VICE PRESIDENT/SECRETARY/TREASURER | — |
| Ellen Marie Weed | VICE PRESIDENT | — |
| Matthew Allen Weed | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (1)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2021-06-11 | regulatory | FAILURE TO FILE AND DISTRIBUTE FORM CRS IN A TIMELY MANNER. | Final | $25K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/145007/brochure
- Similar advisers: https://search.stillhousedata.com/firm/145007/similar
- Related entities: https://search.stillhousedata.com/firm/145007/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/145007

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.