# HERRICK PORTFOLIO MANAGEMENT CO.

HERRICK PORTFOLIO MANAGEMENT CO. is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 145095
- Type: SEC-registered investment adviser
- SEC file number: 801-68339
- Phone: 440-666-7760
- Latest filing: 2026-03-30
- Regulatory AUM: $528K
- Discretionary AUM: $528K
- Clients: 1
- Accounts: 12

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (3)

| Name | Role | Location |
| --- | --- | --- |
| BERNSTEIN DANIEL ADAM | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| HERRICK BRUCE ALAN | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| HERRICK SCOTT NMN | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/145095/brochure
- Similar advisers: https://search.stillhousedata.com/firm/145095/similar
- Related entities: https://search.stillhousedata.com/firm/145095/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/145095

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.