# WEALTHTRUST AXIOM, LLC

WEALTHTRUST AXIOM, LLC of WAYNE, PA is an SEC-registered investment adviser.

## Registration

- CRD: 145186
- Type: SEC-registered investment adviser
- SEC file number: 801-68405
- Location: 550 E SWEDESFORD RD, SUITE 110, WAYNE, PA, 19087
- Phone: 610-688-0050
- Latest filing: 2026-07-22
- Regulatory AUM: $899.6M
- Discretionary AUM: $697.5M
- Non-discretionary AUM: $202.1M
- Clients: 5
- Accounts: 614

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth, Pensions, Charities

## Officers, owners & control persons (30)

_Showing 25 of 30 people._

| Name | Role | Location |
| --- | --- | --- |
| Lee Haskell | MANAGING MEMBER | New York, NY |
| Daniel Jeremy Berg | CHIEF FINANCIAL OFFICER | — |
| Jared Nolan Schwartz | CHIEF RISK OFFICER | — |
| Robert William Loreaux | EXECUTIVE VICE PRESIDENT | — |
| Michael Campbell Heaberg | CHIEF EXECUTIVE OFFICER | — |
| Craig Alan Rose | MANAGING DIRECTOR | — |
| David Joseph Webster | CHIEF COMPLIANCE OFFICER | — |
| GORMLEY STEPHEN KEVIN | BOARD OF MANAGERS; MANAGER; MANAGING MEMBER | — |
| HACKER JUSTIN BRUCE | SECRETARY/TREASURER | — |
| MCMAKEN BRUCE ROBERT | BOARD OF MANAGERS | — |
| BALL GEORGE LESTER | BOARD OF MANAGERS | — |
| BENTON MARVIN RUSH | PRESIDENT | — |
| HENRY MICHAEL KEITH | VICE PRESIDENT | — |
| EDELMAN FREDRIC MARK | SHAREHOLDER; SOLE SHAREHOLDER | — |
| MOORE EDWARD PHILIP | BOARD OF MANAGERS | — |
| CORNE ROBERT JEFFERY | VICE PRESIDENT AND SECRETARY | — |
| MATT ALBERT CHAPEL | CHIEF COMPLIANCE OFFICER; PRESIDENT & CHIEF COMPLIANCE OFFICER; PRESIDENT/MANAGING DIRECTOR | — |
| LOREAUX ROBERT WILLIAM | EXECUTIVE VICE PRESIDENT | — |
| HEABERG MICHAEL CAMPBELL | CHIEF EXECUTIVE OFFICER | — |
| BOYLE HUGH THOMAS | TITLE PRINCIPAL | — |
| RODRIGUEZ CHARLES JOSEPH | BOARD OF MANAGERS | — |
| DEEM HOLLY DAY | BOARD OF MANAGERS | — |
| THETFORD MICHELLE MARIE | PRINCIPAL | — |
| PAGLIUCO ROBERT STEVEN | EVP AND TREASURER | — |
| RODRIGUEZ DANIEL J | BOARD OF MANAGERS | — |


## Disclosures (16)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-01-19 | regulatory | ON 9/17/2024, THE SEC SETTLED ADMINISTRATIVE PROCEEDINGS AGAINST NEPC IN CONNECTION WITH ITS FAILURE TO MAKE FORM 13F FILINGS FROM THE QUARTER ENDING 12/31/2019 TO 9/30/2023. NEPC ALSO IDENTIFIED A POTENTIAL ISSUE RELATING TO THE TIMELY FILING OF FORM 13H AND SELF-REPORTED THE ISSUE TO THE SEC. NEPC… | Final | $725K |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/145186/brochure
- Similar advisers: https://search.stillhousedata.com/firm/145186/similar
- Related entities: https://search.stillhousedata.com/firm/145186/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/145186

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.