# POPLAR FOREST CAPITAL LLC

POPLAR FOREST CAPITAL LLC of PASADENA, CA is an SEC-registered investment adviser.

## Registration

- CRD: 145250
- Type: SEC-registered investment adviser
- SEC file number: 801-68455
- Location: 225 SOUTH LAKE AVENUE, SUITE 950, PASADENA, CA, 91101
- Phone: 626-304-6000
- Latest filing: 2025-03-17
- Regulatory AUM: $1.3B
- Discretionary AUM: $566.1M
- Non-discretionary AUM: $716.2M
- Clients: 10
- Accounts: 64

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles, Investment cos, Other

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| James Dale Harvey | MANAGING MEMBER, CHAIRMAN, & CEO | Pasadena, CA |
| Erin Chetwood | CHIEF COMPLIANCE OFFICER | Pasadena, CA |
| Anne Ryan Newman | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | — |
| Drew Wayne Taylor | PRESIDENT | — |
| MORPHY CHRISTOPHER EVANS | PRESIDENT | — |
| HARVEY ROBERT DALE | MANAGING MEMBER, CHAIRMAN, & CEO; MANAGING MEMBER; CHIEF COMPLIANCE OFFICER | — |
| MAYS LOWRY | SHAREHOLDER | — |
| NEWMAN ANDREW RYAN | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, CFO, AND COO; CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | — |
| MCANIFF PETER JAMES | CHIEF COMPLIANCE OFFICER | — |
| LLOYD CATHERINE MARIE | DIRECTOR OF RESEARCH; RESEARCH ANALYST | — |
| CHETWOOD ERIN | CHIEF COMPLIANCE OFFICER | — |
| TAYLOR DREW WAYNE | PRESIDENT | — |
| DERMAN DEREK SCOTT | RESEARCH ANALYST & CO-PORTFOLIO MANAGER | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| POPLAR FOREST FUND, L.P. | Other Private Fund | Delaware | 15 | $98.6M | $2.5M |


## Fund service providers (1)

- administrator: SS&C GLOBEOP

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/145250/brochure
- Similar advisers: https://search.stillhousedata.com/firm/145250/similar
- Related entities: https://search.stillhousedata.com/firm/145250/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/145250

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.