# HIGHTOWER ADVISORS, LLC

HIGHTOWER ADVISORS, LLC of CHICAGO, IL is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 145323
- Type: SEC-registered investment adviser
- SEC file number: 801-69625
- Location: 200 W. MADISON ST., CHICAGO, IL, 60606
- Phone: 312-962-3800
- Latest filing: 2026-08-05
- Regulatory AUM: $198.6B
- Discretionary AUM: $190.4B
- Non-discretionary AUM: $8.2B
- Clients: 1,983
- Accounts: 220,222

## Business model

- Compensation: % of AUM, Hourly, Fixed, Other
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Investment cos, Other

## Officers, owners & control persons (42)

_Showing 25 of 42 people._

| Name | Role | Location |
| --- | --- | --- |
| Charis Ivana Jones | EXECUTIVE DIRECTOR, COMPLIANCE | — |
| Douglas Joseph Besso | CHIEF TECHNOLOGY OFFICER | — |
| Barry Anthony Coviello | NATIONAL DIRECTOR OF FIELD SUPERVISION | — |
| Daniel Jeremy Berg | CHIEF FINANCIAL OFFICER | — |
| Claire Marie Gorman | CHIEF COMPLIANCE OFFICER | St. Louis, MO |
| Gurinder Singh Ahluwalia | PRESIDENT | — |
| Jared Nolan Schwartz | CHIEF RISK OFFICER | — |
| Barrett Lopez | GENERAL COUNSEL; GENERAL COUNSEL, CORPORATE AND M&A | — |
| Lawrence Joseph Restieri | CHIEF EXECUTIVE OFFICER | — |
| Patrick James Dunne | CHIEF OPERATING OFFICER; MANAGING DIRECTOR, HEAD OF OPERATIONS AND SERVICE | — |
| Michael John Dibiasio | CHIEF OPERATING OFFICER | — |
| Robert David Oros | CHIEF EXECUTIVE OFFICER | — |
| Gregory Scot Kees | CHIEF ADMINISTRATIVE & LEGAL OFFICER | — |
| WEISSBLUTH ELLIOT SOL | CEO OF HOLDING COMPANY | — |
| REYNOLDS MATTHEW MARK | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER-INTERIM; NATIONAL DIRECTOR, OPERATIONS (+2 more) | — |
| AHLUWALIA GURINDER SINGH | PRESIDENT | — |
| BOYLE HUGH THOMAS | EXECUTIVE DIRECTOR, OPERATIONS; MANAGING DIRECTOR, OPERATIONS | — |
| JOHNSON JONES NANCY | CHIEF COMPLIANCE OFFICER | — |
| THETFORD MICHELLE MARIE | CHIEF OPERATING OFFICER | — |
| LIDAWER DANIEL BARUCH | MANAGER/PRESIDENT; MANAGER/PRESIDENT/CHIEF COMPLIANCE OFFICER; PRESIDENT (+1 more) | — |
| PAGLIUCO ROBERT STEVEN | CFO, LLC MANAGER; CFO, MANAGER | — |
| DREW KORNREICH | OWNER | — |
| WOODS TIMOTHY BERNARD | CHIEF COMPLIANCE OFFICER; COUNSEL | — |
| LAMENA MICHAEL ANTHONY | CHIEF OPERATING OFFICER | — |
| TAINTON ELIZA A | MANAGING DIRECTOR, OSG | — |


## Disclosures (112)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2026-04-02 | regulatory | RESPONDENT VIOLATED A.R.S. ? 44-32()L(A)((>) BY PERMITTING A PERSON TO RENDER INVESTMENT ADVICE IN VIOLATION OF THE INVESTMENT MANAGEMENT ACT. | Final | $8K |
| 2026-03-24 | regulatory | WITHOUT ADMITTED NOR DENYING THE STATEMENT OF FACTS NOR THE VIOLATIONS OF LAW THE DIVISION CONCLUDED THAT HIGHTOWER ADVISORS LLC FAILED TO PROPERLY REGISTER ITS IAR, WHO HAD A PLACE OF BUSINESS IN MASSACHUSETTS, WITH MASSACHUSETTS PRIOR TO PROVIDING INVESTMENT ADVISORY SERVICES. | Final | $100K |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/145323/brochure
- Similar advisers: https://search.stillhousedata.com/firm/145323/similar
- Related entities: https://search.stillhousedata.com/firm/145323/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/145323

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.