# REGATTA CAPITAL GROUP, LLC

REGATTA CAPITAL GROUP, LLC of EL SEGUNDO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 145363
- Type: SEC-registered investment adviser
- SEC file number: 801-68490
- Location: 880 APOLLO ST., SUITE 129, EL SEGUNDO, CA, 90245
- Phone: 310-725-9102
- Latest filing: 2026-07-31
- Regulatory AUM: $1.6B
- Discretionary AUM: $1.4B
- Non-discretionary AUM: $125.9M
- Clients: 18
- Accounts: 3,847

## Business model

- Compensation: % of AUM, Hourly, Fixed, Performance
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Investment cos, Other

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| Russell Ralph Mohberg | MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER | — |
| Spencer Southard Kelly | PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES | — |
| Nicholas Kelly Ozer | PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS | — |
| Britt Morgan Joyce | CO-CIO & DIRECTOR OF ENDOWMENTS & FOUNDATIONS | — |
| MOHBERG RUSSELL R | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER; MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER; PRINCIPAL/CHIEF COMPLIANCE OFFICER | — |
| KELLY SPENCER SOUTHARD | PRINCIPAL; PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES; PRINCIPAL/MEMBER | — |
| OZER NICHOLAS | PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS | — |
| MOHBERG RUSSELL RALPH | MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER | — |
| OZER NICHOLAS KELLY | PARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS | — |
| JOYCE BRITT MORGAN | CO-CIO & DIRECTOR OF ENDOWMENTS & FOUNDATIONS | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/145363/brochure
- Similar advisers: https://search.stillhousedata.com/firm/145363/similar
- Related entities: https://search.stillhousedata.com/firm/145363/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/145363

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.