# ARETE WEALTH ADVISORS, LLC

ARETE WEALTH ADVISORS, LLC of CHICAGO, IL is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 145488
- Type: SEC-registered investment adviser
- SEC file number: 801-69827
- Location: 1115 W FULTON MARKET, 3RD FLOOR, CHICAGO, IL, 60607
- Phone: 312-940-3684
- Latest filing: 2026-06-04
- Regulatory AUM: $2.7B
- Discretionary AUM: $2.7B
- Clients: 135
- Accounts: 5,424

## Business model

- Compensation: % of AUM, Hourly, Fixed, Performance, Other
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Corporations, Other

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| [Joshua Dean Rogers](https://search.stillhousedata.com/person/655870) | MANAGING MEMBER; MEMBER; PRESIDENT | Lake in the Hills, IL |
| [David Carl Hock](https://search.stillhousedata.com/person/670937) | CHIEF FINANCIAL OFFICER; MANAGING MEMBER | — |
| [Unbo Chung](https://search.stillhousedata.com/person/670938) | CHIEF COMPLIANCE OFFICER | — |
| [Patti Sue Almanza](https://search.stillhousedata.com/person/672241) | CHIEF COMPLIANCE OFFICER | — |
| [GREENE JERRY LEE](https://search.stillhousedata.com/person/740650) | MANAGING MEMBER | — |
| [HOCK DAVID CARL](https://search.stillhousedata.com/person/745705) | CHIEF FINANCIAL OFFICER; MANAGING MEMBER | — |
| [ROGERS JOSHUA DEAN](https://search.stillhousedata.com/person/773927) | MANAGING MEMBER; MANAGING MEMBERCHIEF COMPLIANCE OFFICER; MEMBER (+1 more) | — |
| [COOK JOSEPH ANDREW](https://search.stillhousedata.com/person/773928) | CHIEF COMPLIANCE OFFICER | — |
| [GREER JONATHAN KRAMER](https://search.stillhousedata.com/person/773929) | MANAGING MEMBER | — |
| [DUENSING THOMAS RICHARD](https://search.stillhousedata.com/person/773930) | MANAGING MEMBER | — |
| [POLLINA RUSSELL](https://search.stillhousedata.com/person/791843) | CLASS B MEMBER | — |
| [CHUNG UNBO](https://search.stillhousedata.com/person/814307) | CHIEF COMPLIANCE OFFICER | — |
| [SCOBY CORRIE FAULK DAVIS](https://search.stillhousedata.com/person/870868) | SENIOR DIRECTOR, COMPLIANCE | — |
| [David Charles Levine](https://search.stillhousedata.com/person/960108) | CEO | — |
| [Kathleen Marie Lindh](https://search.stillhousedata.com/person/1630665) | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (12)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2025-01-17 | civil | THE CONTROVERSY PERTAINS TO RELEASES THE SEC FEELS ARE MISLEADING. THESE RELEASES WERE NOT CREATED, APPROVED, OR DISSEMINATED BY CHUNG OR THE FIRM. | Pending | — |
| — | regulatory | — | — | — |
| — | civil | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/145488/brochure
- Similar advisers: https://search.stillhousedata.com/firm/145488/similar
- Related entities: https://search.stillhousedata.com/firm/145488/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/145488

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.