# HOLLOW BROOK WEALTH MANAGEMENT LLC

HOLLOW BROOK WEALTH MANAGEMENT LLC of KATONAH, NY is an SEC-registered investment adviser.

## Registration

- CRD: 145521
- Type: SEC-registered investment adviser
- SEC file number: 801-68599
- Location: 152 BEDFORD ROAD, KATONAH, NY, 10536
- Phone: 212-364-1848
- Latest filing: 2026-03-30
- Regulatory AUM: $1.4B
- Discretionary AUM: $832.5M
- Non-discretionary AUM: $534.6M
- Clients: 18
- Accounts: 603

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: Individuals, High net worth, Pooled vehicles, Charities, Corporations

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| Philip Ernst Richter | PRESIDENT / CCO; PRESIDENT, FOUNDER & CO-CHIEF INVESTMENT OFFICER, CCO | — |
| Alan Lee Bazaar | CEO; CEO & CO-CHIEF INVESTMENT OFFICER | — |
| OMALLEY THOMAS DANIEL | CHIEF EXECUTIVE OFFICER | — |
| LAM SAMANTHA | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER | — |
| NORDBERG EDGAR WAYNE | CHAIRMAN; CHIEF EXECUTIVE OFFICER | — |
| PREZIOSI LILLIAN | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT/SECRETARY | — |
| RICHTER PHILLIP ERNST | CHIEF COMPLIANCE OFFICER; CO-CHIEF EXECUTIVE OFFICER; MANAGING DIRECTOR (+5 more) | — |
| ORING DAVID ADAM | TREASURER; VICE PRESIDENT | — |
| BAZAAR ALAN LEE | CEO; CO-CHIEF EXECUTIVE OFFICER; MANAGING DIRECTOR | — |
| FEDERICI GUIDO ANTHONY | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/145521/brochure
- Similar advisers: https://search.stillhousedata.com/firm/145521/similar
- Related entities: https://search.stillhousedata.com/firm/145521/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/145521

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.