# POTOMAC INVESTMENT COMPANY

POTOMAC INVESTMENT COMPANY is an SEC-registered investment adviser.

## Registration

- CRD: 14553
- Type: SEC-registered investment adviser
- SEC file number: 801-135351
- Phone: 240-274-7810
- Latest filing: 2026-04-03
- Regulatory AUM: $107.0M
- Discretionary AUM: $107.0M
- Clients: 2
- Accounts: 41

## Business model

- Compensation: % of AUM, Commissions
- Clients served: Individuals, High net worth

## Officers, owners & control persons (1)

| Name | Role | Location |
| --- | --- | --- |
| Carol Schwartz Greenwald | PRESIDENT/CCO | — |


## Disclosures (12)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2023-08-07 | regulatory | POTOMAC ACTED AS A BROKER DEALER FOR 4 MONTHS FOR ONE EXISTING CLIENT WHO MOVED TO MAINE BEFORE REGISTERING WITH STATE OF MAINE. | Final | $3K |
| 1995-08-18 | regulatory | FAILURE TO PAY STATE CORPORATE REGISTRATION FEE FOR FIRM. | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/14553/brochure
- Similar advisers: https://search.stillhousedata.com/firm/14553/similar
- Related entities: https://search.stillhousedata.com/firm/14553/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/14553

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.