# RUGGIE CAPITAL GROUP, LLC

RUGGIE CAPITAL GROUP, LLC of TAVARES, FL is an SEC-registered investment adviser.

## Registration

- CRD: 145595
- Type: SEC-registered investment adviser
- SEC file number: 801-69419
- Location: 2100 LAKE EUSTIS DR., TAVARES, FL, 32778
- Phone: 352-343-2700
- Latest filing: 2020-06-21
- Regulatory AUM: $15.3M
- Discretionary AUM: $14.5M
- Non-discretionary AUM: $758K
- Clients: 15
- Accounts: 25

## Officers, owners & control persons (14)

| Name | Role | Location |
| --- | --- | --- |
| COLELLO DOLORES THERESA | VICE PRESIDENT - WEALTH ADVISOR | — |
| MOYER TIMOTHY GLENN | FINANCIAL CONSULTANT | — |
| RUGGIE THOMAS HUEY | MEMBER; PRESIDENT/CHIEF COMPLIANCE OFFICER; PRESIDENT/CHIEF EXECUTIVE OFFICER (+1 more) | — |
| MCQUEEN KATHLEEN ANNE | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | — |
| SHINAMAN LOUIS MITCHELL | FINANCIAL CONSULTANT; SENIOR FINANCIAL ADVISOR | — |
| HEPNER THOMAS CHARLES | VICE PRESIDENT/WEALTH ADVISOR | — |
| SMITH MICHAEL CASE | MANAGING DIRECTOR, RETIREMENT SERVICES | — |
| WEISS DAVID LONIS | VICE PRESIDENT/WEALTH ADVISOR | — |
| WILCOX ELLEN BUCHANAN | FINANCIAL CONSULTANT; SENIOR FINANCIAL ADVISOR | — |
| ROMERO JORGE A | SENIOR FINANCIAL ADVISOR | — |
| HATFIELD MORGAN AILEEN | RETIREMENT ADVISOR | — |
| ZINKIL ROBERT | CHIEF FINANCIAL OFFICER | — |
| CLARK ROBERT LIDDELL | MEMBER; PARTNER | — |
| VAN ORE ANTHONY FRANKLIN | CHIEF OPERATING OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/145595/brochure
- Similar advisers: https://search.stillhousedata.com/firm/145595/similar
- Related entities: https://search.stillhousedata.com/firm/145595/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/145595

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.