# HEARTWOOD INVESTMENTS, INC.

HEARTWOOD INVESTMENTS, INC. of WATERLOO, IA is an SEC-registered investment adviser.

## Registration

- CRD: 145668
- Type: SEC-registered investment adviser
- SEC file number: 801-68579
- Location: 216 EAST FOURTH STREET, WATERLOO, IA, 50703-4702
- Phone: (319) 233-1717
- Latest filing: 2012-06-07
- Regulatory AUM: $40.6M
- Discretionary AUM: $40.6M
- Clients: 1
- Accounts: 21

## Officers, owners & control persons (3)

| Name | Role | Location |
| --- | --- | --- |
| SPARKS DAVID GEORGE | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| GIARUSSO DEBORAH MARIE | VICE PRESIDENT | — |
| HARRIS AMY MARIE | VICE PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/145668/brochure
- Similar advisers: https://search.stillhousedata.com/firm/145668/similar
- Related entities: https://search.stillhousedata.com/firm/145668/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/145668

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.