# SORTINO INVESTMENT ADVISORS, LLC

SORTINO INVESTMENT ADVISORS, LLC is an SEC-registered investment adviser.

## Registration

- CRD: 145837
- Type: SEC-registered investment adviser
- SEC file number: 801-70052
- Phone: 949-481-5051
- Latest filing: 2015-03-30
- Regulatory AUM: $299.3M
- Non-discretionary AUM: $299.3M
- Clients: 6
- Accounts: 1

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| [KAFFEN JAMES PETER](https://search.stillhousedata.com/person/763954) | ELECTED MANAGER, PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER; MANAGING MEMBER - PRESIDENT & CEO; MANAGING MEMBER - PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER (+2 more) | — |
| [SORTINO FRANK ALPHONSE](https://search.stillhousedata.com/person/763955) | ELECTED MANAGER, CHAIRMAN & CHIEF INVESTMENT OFFICER; MANAGING MEMBER - CHAIRMAN & CHIEF INVESTMENT OFFICER; TRUSTEE | — |
| [ROSASCO VICTOR PETER](https://search.stillhousedata.com/person/763956) | MEMBER - SECRETARY; MEMBER - SECRETARY, CHIEF COMPLIANCE OFFICER; MEMBER - SECRETARY, TREASURER (+3 more) | — |
| [FORSEY HAL JOSEPH](https://search.stillhousedata.com/person/789775) | MEMBER; MEMBER - COO | — |
| [ABBOTT- KAFFEN MELISSA](https://search.stillhousedata.com/person/829552) | MEMBER & TRUSTEE TO THE KAFFEN-ABBOTT FAMILY TRUST | — |
| [LEONARD LISA L](https://search.stillhousedata.com/person/829553) | MEMBER & COO | — |
| [ABBOTT-KAFFEN MELISSA](https://search.stillhousedata.com/person/831728) | TRUSTEE | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/145837/brochure
- Similar advisers: https://search.stillhousedata.com/firm/145837/similar
- Related entities: https://search.stillhousedata.com/firm/145837/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/145837

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.