# PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC

PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC of MINNEAPOLIS, MN is an SEC-registered investment adviser.

## Registration

- CRD: 145876
- Type: SEC-registered investment adviser
- SEC file number: 801-68637
- Location: 800 NICOLLET MALL, SUITE 900, MINNEAPOLIS, MN, 55402
- Phone: 612-303-6000
- Latest filing: 2021-03-31
- Regulatory AUM: $1.5M
- Discretionary AUM: $1.5M
- Clients: 2
- Accounts: 1

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| Carter P Lee | CHIEF FINANCIAL OFFICER | Midvale, UT |
| Duff Michael Scott | CHIEF EXECUTIVE OFFICER | Toronto, A6 |
| SMITH LORINE ANN | CHIEF COMPLIANCE OFFICER | — |
| SMITH M GREGORY | CHIEF OPERATING OFFICER | — |
| CHOSY JAMES LOUIS | CHIEF LEGAL OFFICER | — |
| SCHNETTLER THOMAS PATRICK | CO-PRESIDENT | — |
| PETERSON ROBERT WAYNE | MANAGING MEMBER | — |
| MCCAGUE ANNCHARLOTTE | CHIEF COMPLIANCE OFFICER | — |
| WINGES MARTIN BRADLEY | CO-PRESIDENT; MANAGING DIRECTOR; PRESIDENT | — |
| SCHONEMAN DEBBRA LYNN | CHIEF FINANCIAL OFFICER | — |
| WRIGHT THOMAS ELLIOTT | MANAGING DIRECTOR - CVS | — |
| BUCK DEXTER SAGE | CHIEF COMPLIANCE OFFICER | — |
| QUANT SHAWN CHRISTIAN | CHEIF OPERATING OFFICER; CHIEF OPERATING OFFICER; PRESIDENT & CHIEF OPERATING OFFICER | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| PIPER JAFFRAY SENIOR LIVING FUND I, L.P. | Private Equity Fund | — | 26 | $3.8M | $250K |


## Fund service providers (1)

- administrator: ULTIMUS FUND SOLUTIONS

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/145876/brochure
- Similar advisers: https://search.stillhousedata.com/firm/145876/similar
- Related entities: https://search.stillhousedata.com/firm/145876/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/145876

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.