# HERON FINANCIAL GROUP, LLC

HERON FINANCIAL GROUP, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 146012
- Type: SEC-registered investment adviser
- SEC file number: 801-68679
- Location: 12 EAST 49TH STREET, 18TH FLOOR, NEW YORK, NY, 10017
- Phone: 800-994-3766
- Latest filing: 2023-07-31
- Regulatory AUM: $433.0M
- Discretionary AUM: $287.0M
- Non-discretionary AUM: $146.0M
- Clients: 5
- Accounts: 1,427

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| POWERS PATRICK DAVID | CHIEF FINANCIAL OFFICER | — |
| FRIEDMAN GREGORY HUGH | CHIEF STRATEGY OFFICER | — |
| EDWARDS DAVID SAY | MANAGING DIRECTOR; MEMBER, MANAGER, PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| MORIARTY MICHAEL JOSEPH | CHIEF INVESTMENT OFFICER | — |
| SCHNEIDER BRETT RONALD | DIRECTOR | — |
| LIESER LORI MICHELL | VICE PRESIDENT | — |
| TAUSIG JARED FRANK | TRUSTEE OF BOTH MEMBER TRUSTS | — |
| LAMENA MICHAEL ANTHONY | CHIEF EXECUTIVE OFFICER | — |
| SONTAG ERIC MATTHEW | PRESIDENT & CHIEF OPERATIONS OFFICER | — |
| O'MALLEY EDWARD GEORGE | DIRECTOR | — |
| DEL VALLE CISCO J | CHIEF COMPLIANCE OFFICER | — |
| MOO VERONICA EI CHUN | DIRECTOR | — |
| STASTNEY HOYT RONALD | CHIEF LEGAL OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/146012/brochure
- Similar advisers: https://search.stillhousedata.com/firm/146012/similar
- Related entities: https://search.stillhousedata.com/firm/146012/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/146012

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.