# UNIVERSA INVESTMENTS L.P.

UNIVERSA INVESTMENTS L.P. of MIAMI, FL is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 146052
- Type: SEC-registered investment adviser
- SEC file number: 801-68696
- Location: 2601 S. BAYSHORE DRIVE, SUITE 2030, MIAMI, FL, 33133
- Phone: 786-483-3140
- Latest filing: 2026-03-31
- Regulatory AUM: $21.3B
- Discretionary AUM: $21.3B
- Clients: 20
- Accounts: 45

## Business model

- Compensation: % of AUM, Performance, Other
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| [Nirendran Sanjay Kathirithamby](https://search.stillhousedata.com/person/314005) | CHIEF COMPLIANCE OFFICER | Miami, FL |
| [Mark William Spitznagel](https://search.stillhousedata.com/person/696449) | MEMBER; MANAGER; PRESIDENT; CHIEF INVESTMENT OFFICER; LIMITED PARTNER; | — |
| [Eric D Spencer](https://search.stillhousedata.com/person/696450) | CHIEF FINANCIAL OFFICER | — |
| [Brandon Scott Yarckin](https://search.stillhousedata.com/person/696451) | CHIEF OPERATING OFFICER | — |
| [SPITZNAGEL MARK WILLIAM](https://search.stillhousedata.com/person/791781) | MEMBER; MANAGER; PRESIDENT; CHIEF INVESTMENT OFFICER; CHIEF COMPLIANCE OFFICER; LIMITED PARTNER;; PRESIDENT; CHIEF INVESTMENT OFFICER; LIMITED PARTNER; | — |
| [SPENCER ERIC D](https://search.stillhousedata.com/person/795394) | CFO; CFO; CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER | — |
| [YARCKIN JEFFREY SCOTT](https://search.stillhousedata.com/person/811593) | CHIEF OPERATING OFFICER | — |
| [KATHIRITHAMBY NIRENDRAN SANJAY](https://search.stillhousedata.com/person/847578) | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (6)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2010-09-08 | regulatory | ON SEPTEMBER 8, 2010, NYSE AMEX LLC INITIATED A SETTLED ENFORCEMENT PROCEEDING AGAINST BRANDON YARCKIN AND DANIEL TOSTO IN CONNECTION WITH THEIR EMPLOYMENT AT A BROKER-DEALER IN 2006. MR. YARCKIN, WITHOUT ADMITTING OR DENYING THE ALLEGATIONS, CONSENTED TO A SETTLEMENT OF THE ACTION. THE ACTION ALLEG… | Final | $50K |
| — | civil | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/146052/brochure
- Similar advisers: https://search.stillhousedata.com/firm/146052/similar
- Related entities: https://search.stillhousedata.com/firm/146052/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/146052

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
