# DES MOINES INVESTMENTS, LLC

DES MOINES INVESTMENTS, LLC of DES MOINES, IA is an SEC-registered investment adviser.

## Registration

- CRD: 146322
- Type: SEC-registered investment adviser
- SEC file number: 801-122812
- Location: 2 EAST ARMY POST RD, SUITE 2, DES MOINES, IA, 50315-5821
- Phone: 515-777-1149
- Latest filing: 2026-06-17
- Regulatory AUM: $246.0M
- Discretionary AUM: $246.0M
- Clients: 4
- Accounts: 1,497

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| David Daniel Harkin | OWNER | — |
| Matthew Sean Kimberley | CCO | — |
| HARKIN DAVID DANIEL | OWNER; OWNER, CCO | — |
| KIMBERLEY MATTHEW SEAN | CCO | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2022-04-22 | regulatory | IN MARCH OF 2022, DES MOINES INVESTMENTS (DSMI) MOVED FROM BEING A STATE-REGISTERED INVESTMENT IN IOWA TO BECOMING REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION (SEC). THIS CHANGE CAME FROM AN INCREASE IN ASSETS MANAGED OVER $100 MILLION. PREVIOUS TO THE CONVERSION, MR. HARKIN AND MR. KIMBE… | Final | $8K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/146322/brochure
- Similar advisers: https://search.stillhousedata.com/firm/146322/similar
- Related entities: https://search.stillhousedata.com/firm/146322/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/146322

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.