# INNOVATION PARTNERS LLC.

INNOVATION PARTNERS LLC. of CHARLOTTE, NC is an SEC-registered investment adviser.

## Registration

- CRD: 146344
- Type: SEC-registered investment adviser
- SEC file number: 801-78702
- Location: 5950 FAIRVIEW ROAD, SUITE 140, CHARLOTTE, NC, 28210
- Phone: 704-708-5461
- Latest filing: 2026-03-24
- Regulatory AUM: $21.7M
- Discretionary AUM: $21.7M
- Clients: 305
- Accounts: 36

## Business model

- Compensation: % of AUM, Hourly, Fixed, Other
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Other

## Officers, owners & control persons (21)

| Name | Role | Location |
| --- | --- | --- |
| Robert Campbell | FINOP | Coral Gables, FL |
| Lei Jiao | FINOP | — |
| Lauren Arnett Uyesugi | COMPLIANCE PRINCIPAL | — |
| Gregory Earl Smith | CCO; PRESIDENT, RIA PRINCIPAL | — |
| John Anthony Polyviou | CO-CCO AND CO-PRESIDENT; CO-CCO, PRESIDENT AND RIA PRINCIPAL | — |
| SUTHERLAND PATRICK EMANUEL | FINOP/CCO; PRESIDENT/CFO/FINOP/CEO/CCO; SHARE HOLDER | — |
| LEE DONALD PAUL | CO-CHIEF COMPLIANCE OFFICER; CO-CHIEF COMPLIANCE OFICER/RIA PRINCIPAL; COMPLIANCE PRINCIPAL - CONSULTANT | — |
| LAWRENCE RHODA ELAINE | CHAIRWOMAN AND CEO; COO; COO/PRESIDENT (+7 more) | — |
| CAMPBELL ROBERT | FINOP | — |
| JIAO LEI | CHIEF FINANCIAL OFFICER/RIA CHIEF COMPLIANCE OFFICER; CO-PRESIDENT, CHIEF FINANCIAL PRINCIPAL AND RIA CHIEF COMPLIANCE OFFICER; FINOP (+3 more) | — |
| UYESUGI LAUREN A | COMPLIANCE OFFICER/PRINCIPAL | — |
| VORENBERG THOMAS JOSEPH | CO- CHIEF COMPLIANCE AND RIA PRINCIPAL; CO- CHIEF COMPLIANCE/PRINCIPAL; COMPLIANCE AND RIA PRINCIPAL (+1 more) | — |
| BROWN MARC PETER | SR. COMPLIANCE PRINCIPAL | — |
| PHILLIPS CHRISTOPHER ALAN | RIA COMPLIANCE PRINCIPAL | — |
| UYESUGI LAUREN ARNETT | COMPLIANCE OFFICER/PRINCIPAL; COMPLIANCE PRINCIPAL | — |
| SMITH GREGORY EARL | CCO; CCO AND MUNICIPAL SECURITIES PRINCIPAL; COO AND CO-PRESIDENT (+3 more) | — |
| MILLER LAURIE SIMON | PRINCIPAL/COMPLIANCE PRINCIPAL | — |
| SCUDDER-COTHERMAN JESSE MICHAEL | CO-CHIEF COMPLIANCE OFFICER AND QUALITY CONTROL PRINCIPAL; COMPLIANCE AND QUALITY CONTROL PRINCIPAL; COMPLIANCE OFFICER /VARIABLE PRODUCTS MUTUAL FUNDS /PRINCIPAL | — |
| STOKES WILLIE | COMPLIANCE AND MUNICIPAL SECURITIES PRINCIPAL; COMPLIANCE PRINCIPAL | — |
| SHIPPY LUCINDA GALE | COMPLIANCE PRINCIPAL | — |
| Matthew John Mcnabb | CO-CCO | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/146344/brochure
- Similar advisers: https://search.stillhousedata.com/firm/146344/similar
- Related entities: https://search.stillhousedata.com/firm/146344/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/146344

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.