# GARTON AND ASSOCIATES FINANCIAL ADVISORS LLC

GARTON AND ASSOCIATES FINANCIAL ADVISORS LLC of LOUISVILLE, KY is an SEC-registered investment adviser.

## Registration

- CRD: 146493
- Type: SEC-registered investment adviser
- SEC file number: 801-125798
- Location: 2319 LIME KILN LANE, SUITE A, LOUISVILLE, KY, 40222
- Phone: 502-212-3000
- Latest filing: 2026-03-25
- Regulatory AUM: $215.4M
- Discretionary AUM: $167.9M
- Non-discretionary AUM: $47.5M
- Clients: 10
- Accounts: 369

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pensions, Investment cos

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| Donald Lee Garton | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | — |
| Kathleen Mounce | PARTNER | — |
| Michael Joseph Garton | PART OWNER | — |
| GARTON DONALD LEE | MANAGING PARTNER; MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | — |
| MOUNCE KATHLEEN | PARTNER | — |
| Garton Michael Joseph | CHIEF COMPLIANCE OFFICER; PART OWNER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/146493/brochure
- Similar advisers: https://search.stillhousedata.com/firm/146493/similar
- Related entities: https://search.stillhousedata.com/firm/146493/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/146493

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.