# TRIAD INVESTMENT MANAGEMENT, LLC

TRIAD INVESTMENT MANAGEMENT, LLC of NEWPORT BEACH, CA is an SEC-registered investment adviser.

## Registration

- CRD: 146786
- Type: SEC-registered investment adviser
- SEC file number: 801-136071
- Location: 1301 DOVE STREET, SUITE 1080, NEWPORT BEACH, CA, 92660
- Phone: (949) 679-3991
- Latest filing: 2026-06-16
- Regulatory AUM: $119.5M
- Discretionary AUM: $119.5M
- Clients: 2
- Accounts: 98

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| HELDMAN JOHN EDWARD | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER; PARTNER; TRUSTEE OF THE HELDMAN FAMILY TRUST U/A 6/16/2011 | — |
| HUTCHISON DAVID MICHAEL | CCO, TRUSTEE OF THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018; CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, PARTNER (+1 more) | — |
| HUTCHISON BROOKE GILMOUR | TRUSTEE OF THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018 | — |
| HELDMAN TONINA ALEXANDRA | TRUSTEE OF THE HELDMAN FAMILY TRUST U/A 6/16/2011 | — |
| David Michael Hutchison | CHIEF COMPLIANCE OFFICER; TRUSTEE OF THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018 | — |
| John Edward Heldman | PARTNER; TRUSTEE OF THE HELDMAN FAMILY TRUST U/A 6/16/2011 | — |
| Brooke Gilmour Hutchison | TRUSTEE OF THE DAVID AND BROOKE HUTCHISON FAMILY TRUST ESTABLISHED JULY 25, 2018 | — |
| Tonina Alexandra Heldman | TRUSTEE OF THE HELDMAN FAMILY TRUST U/A 6/16/2011 | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/146786/brochure
- Similar advisers: https://search.stillhousedata.com/firm/146786/similar
- Related entities: https://search.stillhousedata.com/firm/146786/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/146786

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.