# SEACREST WEALTH MANAGEMENT, LLC

SEACREST WEALTH MANAGEMENT, LLC of PURCHASE, NY is an SEC-registered investment adviser.

## Registration

- CRD: 147092
- Type: SEC-registered investment adviser
- SEC file number: 801-69141
- Location: 3000 WESTCHESTER AVENUE, SUITE 206, PURCHASE, NY, 10577
- Phone: 914-502-1900
- Latest filing: 2026-07-15
- Regulatory AUM: $1.5B
- Discretionary AUM: $1.4B
- Non-discretionary AUM: $84.6M
- Clients: 47
- Accounts: 3,417

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| RAJESH KUMAR GUPTA | PARTNER EMERITUS | PURCHASE, NY |
| Edward Malachy Sullivan | PRESIDENT, MANAGING MEMBER | — |
| Ronald R Lenihan | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| Steven Howard Hemric | CHIEF FINANCIAL OFFICER | — |
| GUPTA ACHAL KUMAR | EXECUTIVE OFFICER; MANAGING MEMBER; MANAGING PARTNER (+2 more) | — |
| SULLIVAN EDWARD MALACHY | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER; PRESIDENT/CHIEF COMPLIANCE OFFICER (+3 more) | — |
| SANCHEZ RICHARD RAYMOND | EXECUTIVE OFFICER; MANAGING MEMBER; MANAGING PARTNER (+1 more) | — |
| LENIHAN RONALD R | EXECUTIVE OFFICER; MANAGING MEMBER; MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER (+2 more) | — |


## Disclosures (6)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-12-12 | regulatory | FAILURE TO IMPLEMENT POLICIES AND PROCEDURES AROUND SUPERVISION OF ADVISORY PERSONS' TRADING ACTIVITY, RESULTING IN AN ADVISORY PERSON CHERRY-PICKING FAVORABLE TRADES FOR THEMSELVES, FAMILY, AND FRIENDS, AS WELL AS THE ADVISORY PERSON PURCHASING INVESTMENTS THAT WERE UNSUITABLE FOR SWM CLIENTS. ADVI… | Final | $375K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/147092/brochure
- Similar advisers: https://search.stillhousedata.com/firm/147092/similar
- Related entities: https://search.stillhousedata.com/firm/147092/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/147092

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.