# SPIELBERGER & BROOKS, INC.

SPIELBERGER & BROOKS, INC. of WOODBURY, NY is an SEC-registered investment adviser.

## Registration

- CRD: 147197
- Type: SEC-registered investment adviser
- SEC file number: 801-69153
- Location: 7600 JERICHO TURNPIKE, WOODBURY, NY, 11797
- Phone: 516-433-3100
- Latest filing: 2026-09-10
- Regulatory AUM: $473.8M
- Discretionary AUM: $457.2M
- Non-discretionary AUM: $16.5M
- Clients: 2
- Accounts: 251

## Business model

- Compensation: % of AUM, Performance
- Clients served: Individuals, High net worth, Pensions, Charities

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| [Mark Henry Spielberger](https://search.stillhousedata.com/person/724950) | CEO & PRESIDENT | — |
| [Craig David Brooks](https://search.stillhousedata.com/person/724951) | MANAGING DIRECTOR & CCO | — |
| [SPIELBERGER MARK HENRY](https://search.stillhousedata.com/person/749890) | CEO, CHIEF COMPLIANCE OFFICER; CEO & PRESIDENT | — |
| [BROOKS DAVID](https://search.stillhousedata.com/person/761811) | MANAGING DIRECTOR; MANAGING DIRECTOR & CCO; MANAGING PARTNER (+1 more) | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/147197/brochure
- Similar advisers: https://search.stillhousedata.com/firm/147197/similar
- Related entities: https://search.stillhousedata.com/firm/147197/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/147197

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.