# D. E. SHAW DIRECT CAPITAL, L.L.C.

D. E. SHAW DIRECT CAPITAL, L.L.C. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 147212
- Type: SEC-registered investment adviser
- SEC file number: 801-69171
- Location: 1166 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036
- Phone: 212-478-0000
- Latest filing: 2018-03-30
- Regulatory AUM: $89.1M
- Discretionary AUM: $89.1M
- Clients: 3
- Accounts: 3

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| [THOMAS S CLARK](https://search.stillhousedata.com/person/192299) | CHIEF COMPLIANCE OFFICER | WEST PALM BEACH, FL |
| [Thomas C Clark](https://search.stillhousedata.com/person/550006) | CHIEF COMPLIANCE OFFICER | San Jose, CA |
| [Thomas P Clark](https://search.stillhousedata.com/person/602558) | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | Bruceton Mills, WV |
| [STECKLER STUART](https://search.stillhousedata.com/person/759703) | MANAGING DIRECTOR OF D. E. SHAW & CO., L.P. | — |
| [ELIAS ROCHELLE ASSAEL](https://search.stillhousedata.com/person/759704) | CHIEF COMPLIANCE OFFICER | — |
| [DINNING ANNE CAROLYN](https://search.stillhousedata.com/person/759705) | MANAGING DIRECTOR OF D. E. SHAW & CO., L.P. | — |
| [SHAW DAVID ELLIOT](https://search.stillhousedata.com/person/759706) | LIMITED PARTNER; SOLE STOCKHOLDER, CHAIRMAN, AND PRESIDENT | — |
| [LADD ROBERT THOMSEN](https://search.stillhousedata.com/person/759711) | PRESIDENT AND MANAGING DIRECTOR | — |
| [GAUDIO JULIUS RALPH](https://search.stillhousedata.com/person/759712) | MANAGING DIRECTOR; MANAGING DIRECTOR OF D. E. SHAW & CO., L.P. | — |
| [POSNER DANIEL ERIC](https://search.stillhousedata.com/person/759713) | MANAGING DIRECTOR | — |
| [SALKIND LOUIS KEN](https://search.stillhousedata.com/person/759728) | MANAGING DIRECTOR; MANAGING DIRECTOR OF D. E. SHAW & CO., L.P. | — |
| [WEPSIC ERIC KARL](https://search.stillhousedata.com/person/759729) | MANAGING DIRECTOR OF D. E. SHAW & CO., L.P. | — |
| [STONE MAXIMILIAN DANA](https://search.stillhousedata.com/person/759730) | MANAGING DIRECTOR OF D. E. SHAW & CO., L.P. | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| D. E. SHAW DIRECT CAPITAL PORTFOLIOS, L.L.C. | Hedge Fund | — | 30 | $89.1M | $1.0M |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/147212/brochure
- Similar advisers: https://search.stillhousedata.com/firm/147212/similar
- Related entities: https://search.stillhousedata.com/firm/147212/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/147212

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.