# FSI CAPITAL, LLC

FSI CAPITAL, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 147325
- Type: SEC-registered investment adviser
- SEC file number: 801-69520
- Location: 150 EAST 52ND STREET, 6TH FLOOR, NEW YORK, NY, 10022
- Phone: 212-430-6200
- Latest filing: 2010-03-30
- Regulatory AUM: $5.5B
- Discretionary AUM: $5.5B
- Clients: 6
- Accounts: 23

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| [STEIN STEVEN NEAL](https://search.stillhousedata.com/person/754541) | CHAIRMAN; STOCKHOLDER | — |
| [STEIN JOHN MAGRISH](https://search.stillhousedata.com/person/754542) | STOCKHOLDER; VICE CHAIRMAN | — |
| [PENOTE JOHN JEROME](https://search.stillhousedata.com/person/754545) | CHIEF FINANCIAL OFFICER | — |
| [NELSON CHRISTOPHER ALLEN](https://search.stillhousedata.com/person/754546) | CHIEF COMPLIANCE OFFICER | — |
| [BORCHERS CASSANDRA WAMBAUGH](https://search.stillhousedata.com/person/773755) | CHIEF COMPLIANCE OFFICER | — |
| [KUPPENHEIMER STEPHAN RANDOLPH](https://search.stillhousedata.com/person/790036) | CHIEF EXECUTIVE OFFICER; STOCKHOLDER | — |
| [HA QUANG JIN](https://search.stillhousedata.com/person/790037) | GENERAL COUNSEL | — |
| [STEIN ERIC S](https://search.stillhousedata.com/person/790038) | STOCKHOLDER | — |
| [RICCOBELLI MONIQUE RENE](https://search.stillhousedata.com/person/790039) | CHIEF ADMINISTRATIVE OFFICER | — |
| [ELIMELEKH RON](https://search.stillhousedata.com/person/797738) | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/147325/brochure
- Similar advisers: https://search.stillhousedata.com/firm/147325/similar
- Related entities: https://search.stillhousedata.com/firm/147325/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/147325

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.