# MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC

MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 147548
- Type: SEC-registered investment adviser
- SEC file number: 801-69439
- Location: 1212 AVENUE OF THE AMERICAS, 10TH FLOOR, NEW YORK, NY, 10036
- Phone: 212-205-8300
- Latest filing: 2026-05-06
- Regulatory AUM: $5.8B
- Discretionary AUM: $5.8B
- Non-discretionary AUM: $8.1M
- Clients: 25
- Accounts: 45

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Investment cos, Other

## Officers, owners & control persons (23)

| Name | Role | Location |
| --- | --- | --- |
| Joon Hyuk Heo | CHIEF COMPLIANCE OFFICER; CO-CHIEF EXECUTIVE OFFICER | New York, NY |
| Stephen Wong | HEAD OF FINANCE | Los Gatos, CA |
| Hyeon Joo Park | SHAREHOLDER | — |
| Armand Aponte | HEAD OF LEGAL/ CHIEF COMPLIANCE OFFICER | New York, NY |
| Thomas Jefferson Park | CO-CHIEF EXECUTIVE OFFICER | — |
| SHEA ROBERT EARL | CHIEF MARKETING OFFICER; CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER (+1 more) | — |
| CALABRIA THOMAS N | CHIEF COMPLIANCE OFFICER | — |
| PARK HYEON JOO | SHAREHOLDER | — |
| GRAHAM PETER | CHIEF EXECUTIVE OFFICER | — |
| LAPRETA JOYCE MARIE | CHIEF COMPLIANCE OFFICER | — |
| RHIE CHUNYONG | CHIEF INVESTMENT OFFICER | — |
| JANG HUN JUN | PRESIDENT; PRESIDENT & CEO | — |
| MORALES JOSE GERARDO | CHIEF INVESTMENT OFFICER | — |
| LEE TUCK CHUNG | CHIEF EXECUTIVE OFFICER | — |
| GRAHAM PAUL | CHIEF EXECUTIVE OFFICER | — |
| KWUN JOON | PRESIDENT & CEO | — |
| LEE SANG JOON | CHIEF COMPLIANCE OFFICER; PRESIDENT | — |
| NATHANSON ANDREW | LEGAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| PARK THOMAS JEFFERSON | CO-CHIEF EXECUTIVE OFFICER; PRESIDENT | — |
| CALABRIA THOMAS NICHOLAS | CHIEF COMPLIANCE OFFICER | — |
| APONTE ARMAND | HEAD OF LEGAL/ CHIEF COMPLIANCE OFFICER | — |
| HEO JOON HYUK | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER; CO-CHIEF EXECUTIVE OFFICER | — |
| Wong Stephen | HEAD OF FINANCE | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/147548/brochure
- Similar advisers: https://search.stillhousedata.com/firm/147548/similar
- Related entities: https://search.stillhousedata.com/firm/147548/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/147548

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.