# COORDINATED CAPITAL SECURITIES, INC.

COORDINATED CAPITAL SECURITIES, INC. of FORT ATKINSON, WI is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 14762
- Type: SEC-registered investment adviser
- SEC file number: 801-111070
- Location: 229 S MAIN STREET, FORT ATKINSON, WI, 53538
- Phone: 608-221-4545
- Latest filing: 2026-06-25
- Regulatory AUM: $136.8M
- Discretionary AUM: $84.2M
- Non-discretionary AUM: $52.6M
- Clients: 31
- Accounts: 186

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| Mari Jo Buechner | CHIEF EXECUTIVE OFFICER, PRESIDENT; OWNER OF HOLDING COMPANY | — |
| Tracy Naioma Williams | VICE PRESIDENT | — |
| Sara Danielle Williams | CHIEF COMPLIANCE OFFICER | — |
| BUECHNER MARI JO | CHIEF EXECUTIVE OFFICER, PRESIDENT; CHIEF EXECUTIVE OFFICER, PRESIDENT & CHIEF COMPLIANCE OFFICER; OWNER OF HOLDING COMPANY | — |
| PETERS DONNA JEAN | DIRECTOR, EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT | — |
| WILLIAMS TRACY NAIOMA | VICE PRESIDENT | — |
| WILLIAMS SARA DANIELLE | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (10)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2020-09-17 | regulatory | THE SEC'S ORDER FINDS THAT FROM JANUARY 1, 2014 THROUGH DECEMBER 2018 THE FIRM PURCHASED, RECOMMENDED OR HELD FOR ADVISORY CLIENTS MUTUAL FUND SHARE CLASSES THAT CHARGED 12-B1 FEES INSTEAD OF LOWER-COST SHARE CLASSES OF THE SAME FUNDS THAT WERE AVAILABLE TO THOSE CLIENTS, AND DID NOT ADEQUATELY DISC… | Final | $582K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/14762/brochure
- Similar advisers: https://search.stillhousedata.com/firm/14762/similar
- Related entities: https://search.stillhousedata.com/firm/14762/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/14762

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.