# JOSEPH P. LUCIA & ASSOCIATES, LLC

JOSEPH P. LUCIA & ASSOCIATES, LLC of YORKTOWN HEIGHTS, NY is an SEC-registered investment adviser.

## Registration

- CRD: 147625
- Type: SEC-registered investment adviser
- SEC file number: 801-76540
- Location: 3505 HILL BLVD., SUITE J, YORKTOWN HEIGHTS, NY, 10598
- Phone: 914-352-6600
- Latest filing: 2026-03-25
- Regulatory AUM: $388.0M
- Discretionary AUM: $388.0M
- Clients: 5
- Accounts: 1,645

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Charities

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| Joseph Paul Lucia | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | — |
| LUCIA JOSEPH PAUL | MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/147625/brochure
- Similar advisers: https://search.stillhousedata.com/firm/147625/similar
- Related entities: https://search.stillhousedata.com/firm/147625/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/147625

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.