# NWAM, LLC

NWAM, LLC of MERCER ISLAND, WA is an SEC-registered investment adviser.

## Registration

- CRD: 147923
- Type: SEC-registered investment adviser
- SEC file number: 801-69483
- Location: 2835 82ND AVENUE SE, STE 100, MERCER ISLAND, WA, 98040
- Phone: 206-838-3680
- Latest filing: 2026-03-31
- Regulatory AUM: $4.1B
- Discretionary AUM: $2.9B
- Non-discretionary AUM: $1.2B
- Clients: 62
- Accounts: 9,090

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pensions, Other

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| Gregory Allen Headrick | GOVERNOR; MANAGING MEMBER; MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | — |
| Nelly Olinda Mubashi | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER/COMPLIANCE MANAGER; GOVERNOR | — |
| Mahum Raza Prasad | CHIEF OPERATING OFFICER | — |
| HEADRICK GREGORY ALLEN | CHIEF COMPLIANCE OFFICER; GOVERNOR; MANAGING MEMBER, CHIEF COMPLIANCE OFFICER (+2 more) | — |
| MUBASHI NELLY OLINDA | CHIEF EXECUTIVE OFFICER/COMPLIANCE MANAGER; CHIEF OPERATIONS OFFICER; GOVERNOR | — |
| PRASAD MAHUM RAZA | CHIEF OPERATING OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/147923/brochure
- Similar advisers: https://search.stillhousedata.com/firm/147923/similar
- Related entities: https://search.stillhousedata.com/firm/147923/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/147923

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.