# ELLIOTT-LEDGERWOOD & COMPANY

ELLIOTT-LEDGERWOOD & COMPANY of KLAMATH FALLS, OR is an SEC-registered investment adviser.

## Registration

- CRD: 14797
- Type: SEC-registered investment adviser
- SEC file number: 801-61535
- Location: 810 MAIN STREET, KLAMATH FALLS, OR, 97601
- Phone: 541-882-5488
- Latest filing: 2012-05-22
- Regulatory AUM: $85.9M
- Discretionary AUM: $46.8M
- Non-discretionary AUM: $39.1M
- Clients: 11
- Accounts: 295

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| LEDGERWOOD RICHARD STEVEN | PRESIDENT; SECRETARY/TREASURER; VICE-PRESIDENT | — |
| PEDERSON CLARK DEAN | VICE-PRESIDENT; VICE-PRESIDENT, SECRETARY | — |
| LEDGERWOOD MARTIN RICHARD | CHIEF COMPLIANCE OFFICER; PRESIDENT; PRESIDENT AND CCO (+2 more) | — |
| DINAPOLI DEBRA DENISE | CHIEF COMPLIANCE OFFICER | — |
| HULBERT ALISON ANNA | CHIEF FINANCIAL OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/14797/brochure
- Similar advisers: https://search.stillhousedata.com/firm/14797/similar
- Related entities: https://search.stillhousedata.com/firm/14797/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/14797

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.