# ROUNDVIEW CAPITAL, LLC

ROUNDVIEW CAPITAL, LLC of PRINCETON, NJ is an SEC-registered investment adviser.

## Registration

- CRD: 148083
- Type: SEC-registered investment adviser
- SEC file number: 801-69519
- Location: 182 NASSAU STREET, SUITE 201, PRINCETON, NJ, 08542-7000
- Phone: 609-688-9500
- Latest filing: 2026-05-19
- Regulatory AUM: $2.1B
- Discretionary AUM: $2.0B
- Non-discretionary AUM: $125.6M
- Clients: 13
- Accounts: 1,911

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pensions, Investment cos

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| Howard Todd Alter | MANAGING PARTNER | — |
| Stephen Kai-Jen Shueh | MANAGING PARTNER | — |
| Janet Garfai Chen | CHIEF FINANCIAL OFFICER | — |
| Matthew Douglas Wallack | CHIEF INVESTMENT OFFICER | — |
| Andrew Shi-Yi Lieu | PARTNER | — |
| Christina Sim Keddie | CHIEF COMPLIANCE OFFICER | — |
| SHUEH STEPHEN KAI-JEN | MANAGING PARTNER | — |
| ANDRESEN GEORGE EDWARD | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| ALTER HOWARD T | MANAGING PARTNER | — |
| CHEN JANET GARFAI | CHIEF FINANCIAL OFFICER | — |
| WALLACK MATTHEW DOUGLAS | CHIEF INVESTMENT OFFICER | — |
| LIEU ANDREW S | PARTNER; PARTNER, CHIEF COMPLIANCE OFFICER; PRINCIPAL (+1 more) | — |
| KEDDIE CHRISTINA SIM | CHIEF COMPLIANCE OFFICER | — |
| ALTER HOWARD TODD | MANAGING PARTNER | — |
| LIEU ANDREW SHI-YI | PARTNER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/148083/brochure
- Similar advisers: https://search.stillhousedata.com/firm/148083/similar
- Related entities: https://search.stillhousedata.com/firm/148083/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/148083

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.