# KINGSVIEW WEALTH MANAGEMENT, LLC

KINGSVIEW WEALTH MANAGEMENT, LLC of GRANTS PASS, OR is an SEC-registered investment adviser.

## Registration

- CRD: 148107
- Type: SEC-registered investment adviser
- SEC file number: 801-79198
- Location: 509 SE 7TH STREET, 2ND FLOOR, GRANTS PASS, OR, 97526
- Phone: 312-870-6701
- Latest filing: 2026-07-29
- Regulatory AUM: $9.0B
- Discretionary AUM: $8.9B
- Non-discretionary AUM: $15.1M
- Clients: 285
- Accounts: 31,932

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Charities

## Officers, owners & control persons (16)

| Name | Role | Location |
| --- | --- | --- |
| Sean Patrick Mcgillivray | CHIEF EXECUTIVE OFFICER; TRUSTEE | — |
| Scott David Martin | CHIEF INVESTMENT OFFICER | — |
| Matthew John Stolen | CHIEF COMPLIANCE OFFICER, KWM | — |
| Kevin W Swanson | KINGSVIEW INVESTMENT MANAGEMENT - COMPLIANCE DIRECTOR | — |
| Misty Dawn House | CHIEF OPERATIONS OFFICER | — |
| MARTIN ALAN DAVID | CHIEF INVESTMENT OFFICER; CIO | — |
| LEWIS JOSHUA | MANAGING MEMBER | — |
| SINCLAIR NOEL HOWARD | CHIEF COMPLIANCE OFFICER | — |
| MCGILLIVRAY SEAN PATRICK | C0- PRESIDENT; CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER (+2 more) | — |
| ABAROA ALESSANDRO | CO-PRESIDENT; MANAGING PARTNER | — |
| SWANSON KEVIN W | KINGSVIEW INVESTMENT MANAGEMENT - COMPLIANCE DIRECTOR | — |
| Klemow Aaron | MANAGING DIRECTOR | — |
| Stolen Matthew John | CHIEF COMPLIANCE OFFICER, KWM | — |
| HOUSE MISTY DAWN | CHIEF OPERATIONS OFFICER | — |
| Neil Ray Peplinski | CHIEF INVESTMENT OFFICER | — |
| John Marshall Belniak | PRESIDENT, CHIEF FINANCIAL OFFICER | — |


## Disclosures (10)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2016-12-29 | regulatory | ON DECEMBER 29TH, 2016 THE NATIONAL FUTURES ASSOCIATION ALLEGED THAT KINGSVIEW FUTURES, LLC AND JOSH LEWIS FAILED TO DILIGENTLY SUPERVISED THE FIRM'S OPERATIONS AND ACTIVITIES IN VIOLATION OF NFA COMPLIANCE RULE 2-9(A). | Final | $50K |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/148107/brochure
- Similar advisers: https://search.stillhousedata.com/firm/148107/similar
- Related entities: https://search.stillhousedata.com/firm/148107/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/148107

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.