# MONEX ASSET MANAGEMENT, INC.

MONEX ASSET MANAGEMENT, INC. of HOUSTON, TX is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 148123
- Type: SEC-registered investment adviser
- SEC file number: 801-120366
- Location: 440 LOUISIANA STREET, SUITE 1240, HOUSTON, TX, 77002
- Phone: 713-877-8234
- Latest filing: 2026-07-10
- Regulatory AUM: $650.9M
- Discretionary AUM: $529.5M
- Non-discretionary AUM: $121.4M
- Clients: 20
- Accounts: 600

## Business model

- Compensation: % of AUM, Fixed
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| Hector Lagos Donde | CHAIRMAN OF THE BOARD | — |
| Cesar Ivan Iii Cazares Cuevas | CHIEF COMPLIANCE OFFICER & AML OFFICER | — |
| Ruben Dario Contreras | PRESIDENT, CEO AND CFO | — |
| LAGOS CUE HECTOR | CHAIRMAN OF THE BOARD; DIRECTOR; PRESIDENT/BOARD OF DIRECTORS | — |
| RAMOS LANDERO JORGE MARTIN | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| HEIRAS JESUS | PRESIDENT, DESIGNATED OFFICER; SHAREHOLDER, PRESIDENT, CHIEF COMPLIANCE OFFICER, DESIGNATED OFFICER; SHAREHOLDER, PRESIDENT, DESIGNATED OFFICER (+2 more) | — |
| BALCAZAR JOSE CARLOS | DESIGNATED OFFICER | — |
| CONTRERAS RUBEN DARIO | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (24)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-04-12 | regulatory | THE SECURITIES AND EXCHANGE COMMISSION ("COMMISSION") DEEMS IT APPROPRIATE AND IN THE PUBLIC INTEREST THAT PUBLIC ADMINISTRATIVE AND CEASEAND-DESIST PROCEEDINGS BE, AND HEREBY ARE, INSTITUTED AGAINST MONEX ASSET MANAGEMENT, INC. ("MONEX" OR "RESPONDENT"). IN ANTICIPATION OF THE INSTITUTION OF THESE… | Final | $30K |
| — | regulatory | — | — | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| SAN DIEGO | CA | 2 | 713-877-8234 |
| SAN ANTONIO | TX | 2 | 7138778234 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/148123/brochure
- Similar advisers: https://search.stillhousedata.com/firm/148123/similar
- Related entities: https://search.stillhousedata.com/firm/148123/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/148123

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.