# A & I FINANCIAL SERVICES, LLC

A & I FINANCIAL SERVICES, LLC of LONE TREE, CO is an SEC-registered investment adviser.

## Registration

- CRD: 148357
- Type: SEC-registered investment adviser
- SEC file number: 801-69819
- Location: 9605 KINGSTON COURT, SUITE 190, LONE TREE, CO, 80112
- Phone: 303-690-5070
- Latest filing: 2026-04-08
- Regulatory AUM: $560.0M
- Discretionary AUM: $506.3M
- Non-discretionary AUM: $53.7M
- Clients: 9
- Accounts: 1,683

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Charities

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| Karl Fredrick Frank | MANAGER AND CHIEF COMPLIANCE OFFICER; MEMBER | — |
| Stacey Katrina Frank | MANAGER; MEMBER | — |
| FRANK KARL FREDRICK | MANAGER; MANAGER AND CHIEF COMPLIANCE OFFICER; MANAGING MEMBER (+2 more) | — |
| FRANK STACEY KATRINA | CHIEF COMPLIANCE OFFICER AND MANAGER; CHIEF COMPLIANCE OFFICER AND MEMBER; CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT (+2 more) | — |
| REWINKEL MERWYN ARTHUR | PRESIDENT | — |
| REWINKEL INGE CATHARINE | VICE-PRESIDENT | — |
| GASPAR SHARON ANN | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/148357/brochure
- Similar advisers: https://search.stillhousedata.com/firm/148357/similar
- Related entities: https://search.stillhousedata.com/firm/148357/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/148357

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.