# COHEN KLINGENSTEIN, LLC

COHEN KLINGENSTEIN, LLC of NEW YORK, NY is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 148428
- Type: SEC-registered investment adviser
- SEC file number: 801-69612
- Location: 1441 BROADWAY, SUITE 2301, NEW YORK, NY, 10018
- Phone: 212-757-0235
- Latest filing: 2026-03-23
- Regulatory AUM: $3.4B
- Discretionary AUM: $3.4B
- Clients: 7
- Accounts: 114

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles, Investment cos

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| George Michael Cohen | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | — |
| Thomas Davis Klingenstein | MANAGING MEMBER | — |
| COHEN GEORGE MICHAEL | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | — |
| KLINGENSTEIN THOMAS DAVIS | MANAGING MEMBER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2021-07-26 | regulatory | THE SEC ALLEGED THAT, IN 2020, REGISTRANT VIOLATED SECTION 204 OF THE ADVISERS ACT (AND RULES 204-1 AND 204-5 THEREUNDER) BY FAILING TO FILE ITS INITIAL FORM CRS WITH THE COMMISSION AS PART 3 OF THIS FORM ADV AND DELIVER ITS FORM CRS TO PROSPECTIVE, NEW OR CURRENT RETAIL INVESTOR CLIENTS, BY THE REL… | Final | $98K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/148428/brochure
- Similar advisers: https://search.stillhousedata.com/firm/148428/similar
- Related entities: https://search.stillhousedata.com/firm/148428/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/148428

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.