# TRI-STAR FINANCIAL SERVICES LLC

TRI-STAR FINANCIAL SERVICES LLC of EL SEGUNDO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 148450
- Type: SEC-registered investment adviser
- SEC file number: 801-78485
- Location: 201 CONTINENTAL BOULEVARD, SUITE 310, EL SEGUNDO, CA, 90245
- Phone: 310-414-1500
- Latest filing: 2020-02-05
- Regulatory AUM: $49.4M
- Non-discretionary AUM: $49.4M
- Clients: 4
- Accounts: 1,109

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| ROTHSTEIN MARK STEVEN | MANAGING MEMBER; MANAGING MEMBER & CHIEF COMPLIANCE OFFICER; MANAGING MEMBER, CHIEF COMPLIANCE OFFICER & CHIEF EXECUTIVE OFFICER | — |
| MAURO ANTHONY VICTOR | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/148450/brochure
- Similar advisers: https://search.stillhousedata.com/firm/148450/similar
- Related entities: https://search.stillhousedata.com/firm/148450/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/148450

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.