# THE SOPHOS ADVISORS, LLC

THE SOPHOS ADVISORS, LLC is an SEC-registered investment adviser.

## Registration

- CRD: 148454
- Type: SEC-registered investment adviser
- SEC file number: 801-69829
- Phone: 866-850-7181
- Latest filing: 2009-01-05
- Clients: 6

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| [STEENBURG THOMAS NELSON](https://search.stillhousedata.com/person/779479) | CHIEF COMPLIANCE OFFICER | — |
| [ROSENBAUM MICHAEL POWELL](https://search.stillhousedata.com/person/805441) | CHIEF OPERATIONS OFFICER; CHIEF OPERATIONS OFFICER, MEMBER | — |
| [CIMMINO RAFFAELE](https://search.stillhousedata.com/person/805442) | CHIEF INVESTMENT OFFICER | — |
| [MCQUAID DAVID JAMES](https://search.stillhousedata.com/person/805443) | DIRECTOR OF SALES; DIRECTOR OF SALES, MEMBER | — |
| [KEMPF CHARLES PERLITZ](https://search.stillhousedata.com/person/805444) | CHIEF FINANCIAL OFFICER AND DIRECTOR OF TRADING; CHIEF FINANCIAL OFFICER, DIRECTOR OF TRADING; DIRECT OWNER (+1 more) | — |
| [KEMPF DONALD GEORGE](https://search.stillhousedata.com/person/805445) | DIRECT OWNER; GENERAL COUNSEL; MEMBER | — |
| [CIMMINO RAFFAELE NONE](https://search.stillhousedata.com/person/805487) | CHIEF INVESTMENT OFFICER, MANAGING MEMBER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/148454/brochure
- Similar advisers: https://search.stillhousedata.com/firm/148454/similar
- Related entities: https://search.stillhousedata.com/firm/148454/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/148454

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.