# WEALTHFRONT ADVISERS LLC

WEALTHFRONT ADVISERS LLC of PALO ALTO, CA is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 148456
- Type: SEC-registered investment adviser
- SEC file number: 801-69766
- Location: 261 HAMILTON AVE., PALO ALTO, CA, 94301
- Phone: 855-695-8437
- Latest filing: 2026-07-23
- Regulatory AUM: $47.7B
- Discretionary AUM: $46.0B
- Non-discretionary AUM: $1.7B
- Clients: 432
- Accounts: 687,493

## Business model

- Compensation: % of AUM, Other
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (54)

_Showing 25 of 54 people._

| Name | Role | Location |
| --- | --- | --- |
| Burton Gordon Malkiel | CHIEF INVESTMENT OFFICER | — |
| Alan Dean Imberman | CHIEF FINANCIAL OFFICER | — |
| Lauren D Lin | SECRETARY | — |
| Jonathan Foster Matthews | CHIEF COMPLIANCE OFFICER | — |
| Boris Kessler | GENERAL COUNSEL | — |
| David Fortunato | CHIEF EXECUTIVE OFFICER | — |
| BRITT HARRIET JAYNE | CHIEF COMPLIANCE OFFICER | — |
| MOORE NICHOLAS WILLIAM | CHIEF COMPLIANCE OFFICER | — |
| CARROLL FRANCIS JOSEPH | CHIEF STRATEGY OFFICER, DIRECTOR, SHAREHOLDER | — |
| MALKIEL BURTON GORDON | CHIEF INVESTMENT OFFICER | — |
| RACHLEFF ANDREW | CEO & PRESIDENT, EXECUTIVE CHAIRMAN, SHAREHOLDER; EXECUTIVE CHAIRMAN, SHAREHOLDER; EXECUTIVE CHAIRMAN, SHAREHOLDER (COMMON & PREFERRED) (+1 more) | — |
| CARROLL DAN | CHIEF STRATEGY OFFICER, DIRECTOR, SHAREHOLDER; CHIEF STRATEGY OFFICER, DIRECTOR, SHAREHOLDER (COMMON); VP BUSINESS DEVELOPMENT, DIRECTOR, SHAREHOLDER (COMMON) | — |
| JORDAN JEFF | DIRECTOR, SHAREHOLDER; DIRECTOR, SHAREHOLDER (COMMON AND PREFERRED); DIRECTOR, SHAREHOLDER (COMMON & PREFERRED) | — |
| COMPTON KEVIN | MANAGING MEMBER | — |
| MACKENZIE DOUGLAS | MANAGING MEMBER | — |
| SCLAVOS STRATTON | MANAGING MEMBER | — |
| BORRACK E J | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & SHAREHOLDER (COMMON); GENERAL COUNSEL & SHAREHOLDER (COMMON) | — |
| FOREMAN RICK | VP, BUSINESS OPERATIONS; VP, BUSINESS OPERATIONS & CFO & SHAREHOLDER; VP, BUSINESS OPERATIONS & CFO & SHAREHOLDER (COMMON) | — |
| MCCARTHY WILLIAM BARRY | DIRECTOR | — |
| HUA MORGAN | SHAREHOLDER (COMMON) | — |
| GOODRICH R THOMAS | MANAGER | — |
| CADEDDU JOHN JAMES | MANAGER | — |
| MEYER JAMES EDWARD | VP, ENGINEERING | — |
| ADAMS URBAN WALTER | V.P. OF LEGAL, GENERAL COUNSEL | — |
| GALORE JONATHAN | VP MARKETING & CHIEF COMPLIANCE OFFICER, SHAREHOLDER (COMMON); VP MARKETING, SHAREHOLDER (COMMON); VP PRODUCT, SHAREHOLDER (COMMON) | — |


## Disclosures (6)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2016-05-11 | regulatory | THE SETTLEMENT ORDER FOUND THAT WEALTHFRONT ADVISERS IMPROPERLY RETWEETED CERTAIN CLIENTS' POSITIVE TWEETS FROM ITS CORPORATE ACCOUNT AND HAD MADE COMPENSATION TO SOME BLOGGERS FOR CLIENT REFERRALS WITHOUT PROPER DISCLOSURES. ADDITIONALLY, THE SETTLEMENT ORDER FOUND THAT WEALTHFRONT ADVISERS DID NOT… | Final | $250K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/148456/brochure
- Similar advisers: https://search.stillhousedata.com/firm/148456/similar
- Related entities: https://search.stillhousedata.com/firm/148456/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/148456

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.