# BAUGHMAN FINANCIAL GROUP

BAUGHMAN FINANCIAL GROUP of NOVATO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 148649
- Type: SEC-registered investment adviser
- SEC file number: 801-69698
- Location: 7250 REDWOOD BLVD, NOVATO, CA, 94945
- Phone: 415-506-4330
- Latest filing: 2026-03-24
- Regulatory AUM: $76.4M
- Discretionary AUM: $73.4M
- Non-discretionary AUM: $3.0M
- Clients: 1
- Accounts: 148

## Business model

- Compensation: % of AUM, Hourly, Commissions
- Clients served: Individuals, High net worth, Pooled vehicles, Charities, Other

## Officers, owners & control persons (1)

| Name | Role | Location |
| --- | --- | --- |
| BAUGHMAN JOHN KURT | PRESIDENT & CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/148649/brochure
- Similar advisers: https://search.stillhousedata.com/firm/148649/similar
- Related entities: https://search.stillhousedata.com/firm/148649/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/148649

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.