# DLK INVESTMENT MANAGEMENT

DLK INVESTMENT MANAGEMENT of SOLANA BEACH, CA is an SEC-registered investment adviser.

## Registration

- CRD: 149096
- Type: SEC-registered investment adviser
- SEC file number: 801-69825
- Location: 238 NORTH CEDROS AVE, SUITE 200, SOLANA BEACH, CA, 92075
- Phone: 858.433.3200
- Latest filing: 2026-03-30
- Regulatory AUM: $524.0M
- Discretionary AUM: $458.7M
- Non-discretionary AUM: $65.3M
- Clients: 5
- Accounts: 1,208

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles

## Officers, owners & control persons (12)

| Name | Role | Location |
| --- | --- | --- |
| King George | CHIEF INVESTMENT OFFICER; PORTFOLIO MANAGER | New York, NY |
| Donald Ogden Dempster | PRESIDENT & CCO | — |
| Theodore Jonah Kay | CIO | — |
| Peter James Johnson | MEMBER | — |
| JOHNSON ROBERT JAMES | MEMBER | — |
| JOHNSON BRIAN STEWART | CHIEF COMPLIANCE OFFICER; DIRECTOR OF OPERATIONS | — |
| DEMPSTER DONALD OGDEN | CEO & CCO; CHIEF COMPLIANCE OFFICER/MANAGING MEMBER; MANAGING MEMBER, CHIEF COMPLIANCE OFFICER (+3 more) | — |
| WALSH TODD RANDALL | MANAGER; MANAGING MEMBER | — |
| KAY THEODORE JOHNAH | MANAGING MEMBER; PORTFOLIO MANAGER | — |
| ALEXSON STEVEN BRETT | MANAGER; MANAGING MEMBER | — |
| ARMSTRONG ROBERT WILLIAM | MANAGING DIRECTOR; MANAGING MEMBER | — |
| KAY THEODORE JONAH | CIO; PORTFOLIO MANAGER | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2013-12-17 | regulatory | WHILE JOHNSON WAS REGISTERED WITH HIS MEMBER FIRM, HE SENT AN EMAIL FROM HIS FIRM EMAIL ADDRESS TO HIS PERSONAL EMAIL ADDRESS WITH ATTACHED EXCEL FILES CONTAINING CUSTOMER INFORMATION FOR FIRM ACCOUNTS, WHICH INCLUDED INFORMATION FOR SOME CUSTOMERS JOHNSON DID NOT SERVICE AT HIS FIRM. | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/149096/brochure
- Similar advisers: https://search.stillhousedata.com/firm/149096/similar
- Related entities: https://search.stillhousedata.com/firm/149096/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/149096

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.