# PEMBERWICK INVESTMENT ADVISORS, LLC

PEMBERWICK INVESTMENT ADVISORS, LLC of GREENWICH, CT is an SEC-registered investment adviser.

## Registration

- CRD: 149639
- Type: SEC-registered investment adviser
- SEC file number: 801-70231
- Location: 777 WEST PUTNAM AVENUE, GREENWICH, CT, 06830
- Phone: 203-869-0900
- Latest filing: 2026-03-24
- Regulatory AUM: $173.7M
- Discretionary AUM: $173.7M
- Clients: 2
- Accounts: 1

## Business model

- Compensation: % of AUM

## Officers, owners & control persons (22)

| Name | Role | Location |
| --- | --- | --- |
| Scott Richman | MEMBER | Greenwich, CT |
| Miller M Kristin | MEMBER | — |
| David A Salzman | MEMBER | — |
| James P Hussey | CEO | — |
| Richard Paul Richman | MANAGER | — |
| Brian Patrick Myers | MEMBER | — |
| Brooke Schapps Richman | MEMBER | — |
| Ellen Richman | MEMBER | — |
| Bernadette Murphy | CHIEF COMPLIANCE OFFICER | Milwaukee, WI |
| LONG LELIA MARIE | CHIEF COMPLIANCE OFFICER | — |
| SALZMAN DAVID A | MEMBER | — |
| KRISTIN MILLER M | MEMBER | — |
| FLANAGAN JOANNE D | CHIEF COMPLIANCE OFFICER | — |
| HUSSEY JAMES P | CEO | — |
| RICHMAN RICHARD PAUL | MANAGER | — |
| BEHRE JOHN WILLIAM | TRUSTEE | — |
| MYERS BRIAN PATRICK | MEMBER | — |
| MURPHY BERNADETTE | CHIEF COMPLIANCE OFFICER | — |
| RICHMAN SCOTT | MEMBER | — |
| RICHMAN BROOKE SCHAPPS | MEMBER | — |
| RICHMAN ELLEN | MEMBER | — |
| KOCHMAN RONALD S | TRUSTEE | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/149639/brochure
- Similar advisers: https://search.stillhousedata.com/firm/149639/similar
- Related entities: https://search.stillhousedata.com/firm/149639/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/149639

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.