# LMCG INVESTMENTS, LLC

LMCG INVESTMENTS, LLC of BOSTON, MA is an SEC-registered investment adviser.

## Registration

- CRD: 149936
- Type: SEC-registered investment adviser
- SEC file number: 801-70357
- Location: ONE BOSTON PLACE, 201 WASHINGTON STREET, 29TH FLOOR, BOSTON, MA, 02108
- Phone: 617-380-5600
- Latest filing: 2026-04-09
- Regulatory AUM: $6.8B
- Discretionary AUM: $6.7B
- Non-discretionary AUM: $140.7M
- Clients: 46
- Accounts: 1,965

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Pooled vehicles, Charities, Investment cos

## Officers, owners & control persons (50)

_Showing 25 of 50 people._

| Name | Role | Location |
| --- | --- | --- |
| Ajit Kumar | MEMBER | Dubai, C0 |
| Andreas Eckner | MEMBER | New York, NY |
| Guillaume Horel | MEMBER | New York, NY |
| Jason Adam Seltzer | BOARD MEMBER; VICE PRESIDENT, TEMPERANCE PARTNERS INC. | — |
| Kevin Douglas Tice | PRESIDENT, TEMPERANCE PARTNERS GP I LIMITED; PRESIDENT, TEMPERANCE PARTNERS INC. | — |
| Paul Joseph Sorbara | TRUSTEE, JDS TPLP TRUST; VICE PRESIDENT, TEMPERANCE PARTNERS GP I LIMITED; VICE PRESIDENT, TEMPERANCE PARTNERS INC. | — |
| Julia Catherine Sorbara | TRUSTEE, JDS TPLP TRUST | — |
| Thomas Anthony Sorbara | TRUSTEE, JDS TPLP TRUST | — |
| Iii Joseph F Tower | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, BOARD MEMBER; MANAGING MEMBER, BOARD MEMBER | — |
| Kenneth Leslie Swan | PRESIDENT, CHIEF EXECUTIVE OFFICER, BOARD MEMBER | Boston, MA |
| Edmund H Price | CHIEF LEGAL OFFICER | — |
| John Rodney Layton | MEMBER; MEMBER/BOARD MEMBER | — |
| David Lawrence Weeks | MEMBER/BOARD MEMBER | — |
| Nan-Marie Jaeger | MEMBER | — |
| Edwin Yu On Tsui | MEMBER | — |
| Richard Joseph Ganong | MEMBER/BOARD MEMBER | — |
| ADLER RICHARD HOWARD | BOARD MEMBER | — |
| HUNT JON COWELL | BOARD MEMBER | — |
| GERSHEN RICHARD SCOTT | BOARD MEMBER | — |
| SMITH BENJAMIN A | TRUSTEE | — |
| MUNDER LEE PAUL | BOARD MEMBER; OWNER; PRINCIPAL OWNER | — |
| SMITH ROBERT ALAN | MEMBER | — |
| KNEZ BRIAN JONATHAN | MEMBER | — |
| MARKS NANCY L | TRUSTEE | — |
| SWAN KENNETH LESLIE | PRESIDENT, CHIEF EXECUTIVE OFFICER, BOARD MEMBER | — |


## Private funds (2)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| SERENITAS CREDIT GAMMA MASTER FUND, LP | Hedge Fund | Cayman Islands | 262 | $1.6B | $1.0M |
| SERENITAS DYNAMIC ALPHA MASTER FUND, LP | Hedge Fund | Cayman Islands | 46 | $889.7M | $1.0M |


## Branch offices (1)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| NEW YORK | NY | 6 | 6462572890 |


## Fund service providers (4)

- custodian: SERENITAS CREDIT GAMMA FUND, LLC
- custodian: SERENITAS CREDIT GAMMA OFFSHORE FUND LTD.
- custodian: SERENITAS DYNAMIC ALPHA FUND, LLC
- custodian: SERENITAS DYNAMIC ALPHA OFFSHORE FUND LTD.

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/149936/brochure
- Similar advisers: https://search.stillhousedata.com/firm/149936/similar
- Related entities: https://search.stillhousedata.com/firm/149936/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/149936

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.