# LOCKWELL INVESTMENTS, LLC

LOCKWELL INVESTMENTS, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 150393
- Type: SEC-registered investment adviser
- SEC file number: 801-72174
- Location: 60 EAST 42ND STREET, SUITE 1000, NEW YORK, NY, 10165-0006
- Phone: 646-380-8206
- Latest filing: 2013-03-19
- Regulatory AUM: $15.0M
- Discretionary AUM: $15.0M
- Clients: 5
- Accounts: 4

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| SHEA DENNIS FRANCIS | OWNER | — |
| BLALOCK BRAD ALAN | MEMBER | — |
| BOHART STUART HENRY | OWNER | — |
| GLASS RICHARD FRED | MANAGING MEMBER; MEMBER | — |
| MCGINNIS JENNIFER REBECCA | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | — |
| SCHAFER MARY | OWNER | — |
| BLALOCK HEIDI MARIE | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/150393/brochure
- Similar advisers: https://search.stillhousedata.com/firm/150393/similar
- Related entities: https://search.stillhousedata.com/firm/150393/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/150393

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.